Senior Private Credit Compliance Lead

Bain Capital; Boston (MA); On-site; USD 150,000 - 215,000; Full time

Job summary

Bain Capital Credit is seeking a seasoned compliance professional to serve as the primary compliance officer for its Private Credit platform in Boston, MA. The role involves designing and managing 38a-1 and 206(4)-7 programs, coordinating with boards and independent directors, and guiding service providers and portfolios across private credit vehicles.

The candidate will work closely with legal, finance, and operations teams, lead regulatory examinations, and build scalable policy frameworks

Qualifications

• 8-12 years of compliance experience in investment adviser or similar
• Strong knowledge of the Investment Company Act of 1940 and related sections (17/57)
• Experience designing/managing 38a-1 and 206(4)-7 programs
• Experience presenting to registered fund boards and independent directors
• Experience with Form ADV and Form PF preferred
• Ability to lead, mentor, and influence junior staff

Responsibilities

• Own the design, implementation, testing, and oversight of 38a-1 compliance for Bain Capital's BDCs and related 206(4)-7 requirements
• Perform pre-transaction compliance reviews for private credit investments
• Prepare and present quarterly/annual compliance reports to boards
• Review service providers' policies and perform due diligence on vendors
• Develop and maintain policies to prevent/detect violations of securities laws
• Coordinate annual 38a-1 program review
• Set strategy for private funds compliance alongside BDC program
• Collaborate with portfolio teams to troubleshoot compliance questions
• Coordinate with finance/operations on expense allocation and workflows
• Lead regulatory inquiries and examination readiness

Skills

Communication skills

Analytical skills

Independence / self-starter

Team collaboration

Regulatory knowledge

Job description

Bain Capital Credit is seeking a seasoned compliance professional to serve as the primary compliance officer for its Private Credit platform in Boston, MA. The role involves designing and managing 38a-1 and 206(4)-7 programs, coordinating with boards and independent directors, and guiding service providers and portfolios across private credit vehicles.

The candidate will work closely with legal, finance, and operations teams, lead regulatory examinations, and build scalable policy frameworks