Senior Operations Associate - Settlements & ROI

Broadridge Financial Solutions, Inc.; Newark (NJ); Sur place; USD 48 000 - 68 000; Plein temps

Avantages offerts par ce poste

BRcareers email access

Résumé du poste

Broadridge Financial Solutions, Inc. seeks a Sr. Operations Associate to deliver outsourced operational and transactional support for clients. You will implement processes, monitor performance, and support ROI while handling high-volume back-office tasks, data entry, and settlement processing.

The role requires 2–5 years in DTC Settlements, a Bachelor’s degree or equivalent, and strong organizational/communication skills. Competitive benefits and a focus on efficiency and compliance are offered.

Qualifications

• Two to five years of DTC Settlements experience.
• Bachelor’s degree or equivalent experience.
• Ability to meet strict deadlines and deliver accurate, high-quality work.
• Strong organizational and communication skills.
• Self-motivated and driven, with a commitment to personal and process improvement.
• Open to learning new ideas; dependable and responsible in a professional setting.
• Familiarity with BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, and Obligation Warehouse is a plus.

Responsabilités

• Develop, implement, and evaluate processes that support business goals and cost requirements.
• Monitor productivity and delivery, assess performance, and support planned ROI.
• Provide operational and transactional support for client business processes.
• Perform routine back-office activities, which may include data entry, order and application processing, document verification, accounting support, and preparing mailings.
• Use software and internet applications to support performance, maintenance, system resources, and service and support needs.
• Manage RAD activity and DKs.
• Process free receives and resolve DVP/RVP differences.
• Process SPOs and pair-offs as required, following M/O direction and coordinating with counterparties.
• Complete end-of-day (EOD) balancing and funding.
• Process buy-ins and manage fails, including fail control and reporting.
• Prepare FINRA extension filings and Reg SHO 204 reporting.
• Complete Obligation Warehouse activities, including recaps.
• Reconcile stock and cash breaks.
• Process new issues, focusing strictly on settlement processing and fails management.
• Process ETF settlements.
• Process Deposits and Withdrawals at Custodian (DWAC) for buybacks and conversions.
• Follow established procedures and contract requirements, using appropriate discretion to address issues and improve efficiency.

Connaissances

Organizational skills

Communication skills

Deadline oriented

Self-motivated

Willingness to learn

Formation

Bachelor’s degree or equivalent experience

Outils

BPS

IMPACT

DTC Settlements Web

DTCC Portal: Smart Track

Clearing Dashboard

Obligation Warehouse

Description du poste

Broadridge Financial Solutions, Inc. seeks a Sr. Operations Associate to deliver outsourced operational and transactional support for clients. You will implement processes, monitor performance, and support ROI while handling high-volume back-office tasks, data entry, and settlement processing.

The role requires 2–5 years in DTC Settlements, a Bachelor’s degree or equivalent, and strong organizational/communication skills. Competitive benefits and a focus on efficiency and compliance are offered.