Senior DTC Settlements Specialist

Broadridge; Newark (NJ); Sur place; USD 51 000 - 73 000; Plein temps

Avantages offerts par ce poste

Bonus Eligible

Résumé du poste

Broadridge is seeking a DTC Settlements professional to provide operational and transactional support for clients in a high-volume environment. You will monitor productivity, ensure quality service, and help meet contract requirements while coordinating with counterparties.

Key responsibilities include end-of-day balancing, regulatory filings, reporting on fails, and settlement processing for ETFs and new issues. The role emphasizes accuracy, deadlines, and process improvement.

Qualifications

• Four to five years of DTC settlements experience.
• Bachelor’s degree or equivalent experience.
• Experience or training in settlements or related operational processes.
• Ability to meet strict deadlines and deliver accurate, high-quality work.
• Strong organizational and communication skills, including teamwork with colleagues and clients.
• Self-motivated and reliable, with a commitment to process improvement.

Responsabilités

• Manage RAD activity and DKs.
• Process free receives and resolve DVP/RVP differences.
• Process SPOs and pair-offs with M/O direction and counterparties.
• Complete end-of-day balancing and funding.
• Process buy-ins and manage fails, including fail control and reporting.
• Prepare FINRA extension filings and Reg SHO 204 reporting.
• Complete Obligation Warehouse activities, including recaps.
• Reconcile stock and cash breaks.
• Process new issues, focusing on settlement processing and fails management.
• Process ETF settlements.
• Process Deposits and Withdrawals at Custodian (DWAC).
• Develop and evaluate processes that support ROI and cost requirements.
• Use software and tools to support processing, maintenance, and service needs.
• Complete related administrative tasks such as data entry and document verification.

Connaissances

DTC settlements experience

Deadline-driven

Communication

Formation

Bachelor’s degree or equivalent

Outils

DTC Settlements Web

DTCC Portal: Smart Track

Clearing Dashboard

Description du poste

Broadridge is seeking a DTC Settlements professional to provide operational and transactional support for clients in a high-volume environment. You will monitor productivity, ensure quality service, and help meet contract requirements while coordinating with counterparties.

Key responsibilities include end-of-day balancing, regulatory filings, reporting on fails, and settlement processing for ETFs and new issues. The role emphasizes accuracy, deadlines, and process improvement.