Senior Operational Risk & Controls Manager

CI Financial; New York (NY); On-site; USD 110,000 - 145,000; Full time

Benefits offered by this job

401(k) Plan with Employer Matching

Medical Plan options (4)

Employer paid Dental, Vision & Life

Employer paid Short-term & Long-term (

Disability & Parental Leave

Commuter & Transit FSA

Training Reimbursement

Paid Professional Designations

Volunteer days

Job summary

Corient, the wealth-management unit of CI Financial, seeks an experienced professional to lead Operational Risk and Controls for Wealth Management in New York. You will design, test, and monitor control activities, collaborating with Compliance, Finance, Operations and IT to drive risk mitigation and governance.

The role emphasizes control design, testing, remediation, and reporting to senior leadership, with a strong emphasis on NY-based compensation and regulatory requirements.

Qualifications

• Experience with financial reporting controls and SOX 404.
• Knowledge of RCSA, SOC reporting, and remediation.
• Degree required; professional certifications a plus.

Responsibilities

• Build, enhance, and operate the firm's risk and control environment for Wealth Management.
• Execute and QA control performance for contracts, money movement, trades, and access reviews.
• Design and run control testing and remediation.
• Develop procedures and playbooks to ensure consistent control execution.
• Translate risks into actionable tasks and partner across Compliance, Finance, Ops, IT.
• Prepare reports, dashboards, and risk insights for senior leadership.

Skills

Internal controls / SOX & RCSA

Control testing & remediation

Risk management collaboration

Education

Bachelor’s degree

CPA or audit certifications

Tools

MetricStream

Salesforce

Addepar

Workday

Job description

Corient, the wealth-management unit of CI Financial, seeks an experienced professional to lead Operational Risk and Controls for Wealth Management in New York. You will design, test, and monitor control activities, collaborating with Compliance, Finance, Operations and IT to drive risk mitigation and governance.

The role emphasizes control design, testing, remediation, and reporting to senior leadership, with a strong emphasis on NY-based compensation and regulatory requirements.