Senior Money Movement Supervisor & Risk Advisor

100 Raymond James & Associates, Inc.; Saint Petersburg (FL); Presencial; USD 90.000 - 130.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Benefits package

Descripción de la vacante

Raymond James is seeking a Senior Advisor, Supervision to protect clients by reviewing money movement activity, identifying potential fraud, and resolving supervisory matters with sound judgment. You will review day-to-day money movement, collaborate with financial advisors, branch and regional leadership, Fraud, and other teams, and may support DR and SARC functions as needed.

This role emphasizes calm under pressure, clear communication, and ownership from review to resolution within a

Formación

• At least five (5) years of Supervision and/or financial services experience, with demonstrated exposure to complex transactions, regulatory requirements, risk assessment, or client account matters.
• A bachelor’s degree in a related discipline, or an equivalent combination of education, experience, and training approved by Human Resources.
• Strong knowledge of investments, trading, securities industry regulations, and money movement at a level consistent with Series 24 and/or Series 9/10 licensing requirements.
• Familiarity with Raymond James systems, organizational structure, policies, and operating environment, along with additional relevant regulatory or industry credentials.
• SIE, Series 7; Series 9/10 (Series 24 may be accepted in lieu of Series 9/10).
• Any additional securities licenses required for the assigned functional area must be obtained within the established timeframe.
• Additional licenses or certifications demonstrating relevant regulatory and industry expertise are preferred.

Responsabilidades

• Review and approve money movement transactions using applicable regulations, firm policies, supporting documentation, and sound supervisory judgment.
• Follow the facts to identify inconsistencies, unusual circumstances, potential fraud or financial exploitation, and matters requiring investigation or escalation.
• Contact clients to verify disbursements that meet established thresholds or when circumstances warrant additional confirmation.
• Review ACH, Standing Letter of Authorization (SLOA), and Periodic Payment setups for Branch Manager client accounts; communicate findings and address identified concerns.
• Monitor the Money Movement Supervision inbox, assess next steps independently, and elevate issues when appropriate.
• Partner with financial advisors, branch managers, regional leadership, Fraud, SARC, and other internal teams to resolve complex account matters.
• Explain supervisory concerns, decisions, and required actions clearly—even when the conversation is sensitive or the answer is not the one requested.
• Maintain current knowledge of regulations, firm policies, and emerging money movement risks and apply that knowledge consistently.
• When assigned, investigate customer disputes and evaluate matters involving senior and at‑risk clients.
• Identify trends, recurring issues, and opportunities to strengthen supervisory practices, processes, controls, policies, and procedures.
• Take ownership of matters from initial review through documented resolution and perform other responsibilities as assigned.

Conocimientos

Critical thinking

Communication

Attention to detail

Independence

Educación

Bachelor's degree

Descripción del empleo

Raymond James is seeking a Senior Advisor, Supervision to protect clients by reviewing money movement activity, identifying potential fraud, and resolving supervisory matters with sound judgment. You will review day-to-day money movement, collaborate with financial advisors, branch and regional leadership, Fraud, and other teams, and may support DR and SARC functions as needed.

This role emphasizes calm under pressure, clear communication, and ownership from review to resolution within a