Senior Analyst, Client Risk & Fraud Prevention

RBC Capital Markets, LLC; Minneapolis (MN); On-site; USD 70,000 - 130,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

Vision insurance

Life insurance

Disability insurance

Paid time off

401(k) matching

Job summary

RBC Capital Markets, LLC in Minneapolis seeks a Senior Analyst, Client Risk Prevention to manage fraud, financial exploitation and vulnerable client risk. You will provide proactive guidance to advisors, partners, and teams while handling sensitive, time-critical situations.

The role involves centralized intake, investigations, and documentation in Salesforce, with collaboration across legal, compliance and risk. Presence at a US Wealth Management office may be required.

Qualifications

• Bachelor's degree or equivalent experience in securities or retail banking.
• Five+ years of experience with operational risk or financial investigations.
• Ability to adapt to changing dynamics, resources, and procedures.
• Effective time management for high-volume case work.
• Analytical, problem-solving, detail-oriented with strong communication.
• Proficiency with Word, Excel, Outlook and PowerPoint.

Responsibilities

• Serve as centralized intake resource and SME for US Wealth Management fraud and exploitation responses.
• Manage a high volume of cases efficiently and effectively.
• Prepare detailed written analyses in Salesforce, documenting research, recommendations, and guidance.
• Communicate clearly with financial advisors and staff to gather information and coordinate reviews.
• Fulfill documentation requests from government agencies such as adult protective services.
• Assist with development and maintenance of department content and training materials.
• Partner with legal, compliance and risk to fulfill risk program objectives.
• Track metrics and identify trends for process improvement.
• Use research and monitoring tools to identify fraudulent activity; build relationships across the department.

Skills

Investment Risk

Risk Management

Market Risk

Investment Risk Management

Business Performance Management

Education

Bachelor's degree in finance or related field

Job description

RBC Capital Markets, LLC in Minneapolis seeks a Senior Analyst, Client Risk Prevention to manage fraud, financial exploitation and vulnerable client risk. You will provide proactive guidance to advisors, partners, and teams while handling sensitive, time-critical situations.

The role involves centralized intake, investigations, and documentation in Salesforce, with collaboration across legal, compliance and risk. Presence at a US Wealth Management office may be required.