Senior Investment Compliance Analyst — Public Sector

City of New York; New York (NY); On-site; USD 70,000 - 110,000; Full time

Job summary

The Office of the New York City Comptroller is hiring an Investment Analyst (Internal Employees Only) to support the Bureau of Asset Management's compliance program. The role focuses on comprehensive compliance-related due diligence, review of investments, and ensuring adherence to policies and guidelines across internal and external portfolios.

Reporting to the Chief Compliance Officer, the analyst will develop metrics, coordinate with legal and external managers, and drive process improvements

Qualifications

• Progressive regulatory compliance experience in public/private investments or asset management.
• Strong writing, communication, and time management skills with ability to balance priorities.
• Experience with investment activities and knowledge of compliance frameworks.

Responsibilities

• Perform compliance due diligence and review disclosure forms for new and existing investments with BAM Investment Strategy and GC.
• Manage reviews to ensure portfolio trades meet investment policies and guidelines for external and internal accounts.
• Serve as BAM Compliance liaison for matters related to the Systems’ Custodian.
• Monitor and report trade errors in the Systems’ portfolios.
• Oversee Annual Compliance and Ethics Questionnaire and analyze results.

Skills

Regulatory compliance experience

Writing and communication

Time management

Microsoft Office proficiency

Education

Bachelor's degree in accounting/finance/economics

Accounting/finance coursework (24 credits)

Tools

Microsoft Office

SharePoint/Teams

Job description

The Office of the New York City Comptroller is hiring an Investment Analyst (Internal Employees Only) to support the Bureau of Asset Management's compliance program. The role focuses on comprehensive compliance-related due diligence, review of investments, and ensuring adherence to policies and guidelines across internal and external portfolios.

Reporting to the Chief Compliance Officer, the analyst will develop metrics, coordinate with legal and external managers, and drive process improvements