Strategic Investment Compliance Analyst

City of New York; New York (NY); On-site; USD 95,000 - 104,000; Full time

Job summary

The City of New York's Office of the Comptroller seeks a Senior Compliance Analyst within the Bureau of Asset Management. You will identify, review, and monitor compliance for public and private market investments, working with BAM Investment Strategy and Counsel to ensure adherence to investment guidelines and policy statements.

Responsibilities include managing regulatory reviews, resolving non-compliant portfolio trades, monitoring trade errors, and developing metrics for the BAM senior team,

Qualifications

• Progressively responsible regulatory compliance experience in public or private investments.
• Experience in asset management or closely related field is preferred.
• Strong writing, communication, and time management skills; ability to balance priorities.

Responsibilities

• Perform comprehensive compliance due diligence and review investment recommendations and disclosures.
• Manage compliance review to resolve non-compliant portfolio trades and accounts.
• Serve as BAM liaison with the System's Custodian and external managers.
• Monitor, resolve, and report trade errors; oversee annual ethics questionnaire and metrics.

Skills

Regulatory compliance experience

Public investments

Private investments

Asset management

Project independence

Written communication

Time management

MS Office proficiency

SEC Advisers Act knowledge

Education

Bachelor's degree with 24 credits in accounting, economics, finance, or related field

Bachelor's degree plus 2 years investment experience

Job description

The City of New York's Office of the Comptroller seeks a Senior Compliance Analyst within the Bureau of Asset Management. You will identify, review, and monitor compliance for public and private market investments, working with BAM Investment Strategy and Counsel to ensure adherence to investment guidelines and policy statements.

Responsibilities include managing regulatory reviews, resolving non-compliant portfolio trades, monitoring trade errors, and developing metrics for the BAM senior team,