Senior Investment Compliance Analyst — Hybrid

Transamerica; Pennsylvania; Hybrid; USD 85,000 - 95,000; Full time

Benefits offered by this job

Hybrid work model

Annual bonus

Job summary

Transamerica is hiring a Senior Regulatory Compliance Analyst for Investment Compliance in a Hybrid role. You will design and execute an effective program supporting the CIO Office and General Account, mitigating regulatory and investment risks while guiding governance and controls.

You will lead testing, monitoring, and regulatory change activities, coordinate examinations, and provide expert guidance to investment teams on compliance obligations and policy interpretations.

Qualifications

• Experience in health insurance or financial services compliance is preferred.
• Knowledge of state and federal insurance and securities regulations.
• Ability to interpret regulatory guidance and apply it to investment activities.

Responsibilities

• Own investment compliance monitoring, testing, and regulatory change management initiatives.
• Review investment activities for adherence to guidelines and regulatory requirements.
• Coordinate regulatory examinations, audits, and remediation efforts.
• Draft and maintain investment compliance policies and procedures.
• Advise investment teams on regulatory expectations and guideline interpretation.

Skills

Regulatory compliance

Investment compliance

Risk management

Testing & monitoring

Regulatory change management

Education

Bachelor's degree

Tools

Aladdin

Job description

Transamerica is hiring a Senior Regulatory Compliance Analyst for Investment Compliance in a Hybrid role. You will design and execute an effective program supporting the CIO Office and General Account, mitigating regulatory and investment risks while guiding governance and controls.

You will lead testing, monitoring, and regulatory change activities, coordinate examinations, and provide expert guidance to investment teams on compliance obligations and policy interpretations.