Senior Investment Compliance Analyst

PanAgora Asset Management Inc.; Boston (MA); On-site; USD 90,000 - 150,000; Full time

Job summary

PanAgora Asset Management Inc. is seeking a Senior Analyst, Investment Compliance, responsible for supporting the firm’s investment compliance program. Key duties include reviewing client investment guidelines, coding compliance rules, and monitoring trade alerts.

The ideal candidate will have over 5 years of experience in investment compliance within the financial services sector and a Bachelor’s degree in a related field. The salary range for this position is $90,000 - $150,000.

Qualifications

• 5+ years of experience in investment compliance, focused on the financial services industry.
• Strong understanding of regulatory requirements such as those of the SEC and CFTC.

Responsibilities

• Review client investment management agreements.
• Code new accounts into the compliance management system.
• Monitor pre‑ and post‑trade compliance alerts.

Skills

Investment compliance experience

Strong analytical and problem-solving skills

Excellent written and oral communication skills

Ability to work independently and as part of a team

Experience with regulatory requirements (SEC, CFTC)

Education

Bachelor’s degree in finance, law, or accounting

Tools

Enfusion Compliance System

SQL

Java

Job description

PanAgora Asset Management Inc. is seeking a Senior Analyst, Investment Compliance, responsible for supporting the firm’s investment compliance program. Key duties include reviewing client investment guidelines, coding compliance rules, and monitoring trade alerts.

The ideal candidate will have over 5 years of experience in investment compliance within the financial services sector and a Bachelor’s degree in a related field. The salary range for this position is $90,000 - $150,000.