Senior Internal Audit Manager - Strategy & Risk

Socket.dev; New York (NY); On-site; USD 100,000 - 140,000; Full time

Job summary

Marex is seeking an Internal Audit Manager to lead North America audit activities and advise senior management on governance, risk and controls. The role requires coordinating across functions, developing strategic audit plans, and ensuring compliance with regulatory standards.

You will mentor audit staff, influence change with senior stakeholders, and promote a strong control environment across the organization.

Qualifications

• Bachelor's degree required; CPA or equivalent preferred.
• 7–10 years of audit experience in complex financial services.
• Experience with regulated environments (SEC/FINRA/NFA/CFTC) preferred.
• Strong knowledge of internal audit standards and risk management.

Responsibilities

• Provide independent assurance and strategic insight to the Board and senior management on governance, risk management, internal controls, and the overall control environment.
• Lead and oversee Internal Audit activities across North America, ensuring high-quality audit execution, effective team leadership, and adherence to professional standards.
• Develop and deliver the three-year strategic audit plan and annual audit program, ensuring appropriate coverage of key business, operational, financial, and regulatory risks.
• Partner with and influence senior stakeholders to strengthen risk mitigation, improve control effectiveness, and support business objectives and corporate priorities.
• Enhance the Internal Audit function through the development of audit methodologies, standards, procedures, quality assurance practices, and technology-enabled audit solutions.
• Provide audit, advisory, and consulting services that add value to the organization, while promoting confidence in the Marex control environment, business operations, and brand.
• Support enterprise risk management by contributing to risk assessment processes, evaluating assurance activities, monitoring emerging risks, and ensuring timely escalation of control and risk issues.
• Ensure compliance with applicable regulatory requirements, internal policies, operational risk standards, and the Code of Conduct, including adherence to SEC, FINRA, NFA, CFTC, and exchange regulations.

Skills

Communication

Collaborative

Curiosity

Resilience

Stakeholder management

Leadership

Strategic thinking

Relationship building

Education

Bachelor's degree

CPA or equivalent

Job description

Marex is seeking an Internal Audit Manager to lead North America audit activities and advise senior management on governance, risk and controls. The role requires coordinating across functions, developing strategic audit plans, and ensuring compliance with regulatory standards.

You will mentor audit staff, influence change with senior stakeholders, and promote a strong control environment across the organization.