Senior Internal Audit Lead – Governance & Risk

Marex Group; Northern, New York (KY, NY); On-site; USD 100,000 - 140,000; Full time

Benefits offered by this job

Discretionary bonus

Job summary

Marex Group is seeking an Internal Audit Manager to join the North America Audit team. You will advise senior management, influence governance, and drive improvements in controls and risk practices across the region.

You will develop strategic audit plans, lead audits end-to-end, and collaborate with senior stakeholders to strengthen the control environment and regulatory compliance, while promoting Marex values.

Qualifications

• Bachelor's degree required.
• CPA or equivalent preferred.
• Series 3 or Swap Proficiency preferred.
• 7–10 years of audit experience in complex financial services.
• Exposure to broking, commodities, securities, and swap dealer activities.
• Strong understanding of financial markets and regulated environments.
• Experience leading audits across full lifecycle and supervising teams.
• Ability to influence senior stakeholders and drive changes.

Responsibilities

• Provide independent assurance to the Board and senior management on governance, risk management, and controls.
• Lead and oversee Internal Audit activities across North America.
• Develop and deliver a three-year strategic audit plan and annual program.
• Partner with senior stakeholders to strengthen risk mitigation and controls.
• Enhance audit methodologies, standards, and technology-enabled solutions.
• Deliver audit and advisory services adding value while ensuring regulatory compliance.

Skills

Communication

Team leadership

Risk management

Stakeholder influence

Strategic thinking

Regulatory knowledge

Auditing standards

Adaptability

Education

Bachelor's degree

CPA or equivalent

Series 3 or Swaps proficiency

Tools

Audit software

Job description

Marex Group is seeking an Internal Audit Manager to join the North America Audit team. You will advise senior management, influence governance, and drive improvements in controls and risk practices across the region.

You will develop strategic audit plans, lead audits end-to-end, and collaborate with senior stakeholders to strengthen the control environment and regulatory compliance, while promoting Marex values.