Internal Audit Manager - Strategic Risk & Governance

Rex Technologies GmbH; New York (NY); On-site; USD 100,000 - 140,000; Full time

Job summary

Marex is seeking an Internal Audit Manager to lead the North America audit function, shaping governance, risk management, and internal controls. You will provide strategic insights to the Board and senior management, ensuring independent assurance and high-quality audit execution across a broad financial services remit.

Based in New York or Chicago, you will develop multi-year audit plans, partner with senior stakeholders, and drive improvements in control effectiveness.

Qualifications

• Bachelor's degree from an accredited institution.
• CPA, Part CPA, or other relevant professional qualification preferred.
• Series 3 or Swaps Proficiency certification preferred.
• 7–10 years of audit experience within complex financial services, including broking, commodities, securities, and swap dealer activities.

Responsibilities

• Provide independent assurance and strategic insight to the Board and senior management on governance, risk management, internal controls, and the overall control environment.
• Lead and oversee Internal Audit activities across North America, ensuring high-quality audit execution, and adherence to professional standards.
• Develop and deliver the three-year strategic audit plan and annual audit program, ensuring coverage of key business, operational, financial, and regulatory risks.
• Partner with senior stakeholders to strengthen risk mitigation, improve control effectiveness, and support business objectives and priorities.
• Enhance the Internal Audit function through methodologies, standards, procedures, QA practices, and technology-enabled audit solutions.
• Provide audit, advisory, and consulting services to add value and promote confidence in Marex control environment and operations.
• Support enterprise risk management by contributing to risk assessment, monitoring emerging risks, and escalating issues.
• Ensure compliance with regulatory requirements and internal policies, including SEC, FINRA, NFA, CFTC; perform other duties as needed.

Skills

Communication

Team collaboration

Curiosity

Resilience

Responsibility

Issue escalation

Relationship building

Strategic collaboration

Education

Bachelor's degree

CPA / Part CPA

Series 3 or Swaps Proficiency

Tools

Audit software/tools

Job description

Marex is seeking an Internal Audit Manager to lead the North America audit function, shaping governance, risk management, and internal controls. You will provide strategic insights to the Board and senior management, ensuring independent assurance and high-quality audit execution across a broad financial services remit.

Based in New York or Chicago, you will develop multi-year audit plans, partner with senior stakeholders, and drive improvements in control effectiveness.