Senior Financial Crimes Audit Manager

Socket.dev; Delaware; On-site; USD 95,000 - 154,000; Full time

Job summary

TD Bank in New York seeks an Audit Manager II to guide planning, risk assessment, and execution of audits. This role shapes the audit function's strategic direction while aligning with enterprise risk frameworks. You will lead complex audits and provide supervisory oversight to ensure timely, compliant results.

The position requires 7+ years of experience, an undergraduate degree, and relevant audit background, with opportunities to work across multiple areas and engage with senior stakeholders.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience.
• Audit experience from financial institutions or top accounting firms.
• Preferred certifications: CAMS, CIA, CPA, CISA.

Responsibilities

• Supports the development and implementation of audit programs by contributing insights and planning activities.
• Participates in audit engagements across multiple areas, ensuring standards and timelines are met.
• Develops Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Completes L1 reviews and signs off on all audit activities (walkthroughs, scripts, results, evidence).
• Oversees / leads audits and follows up on findings from internal audits and regulatory reviews.
• Drives audit communications with stakeholders, senior management, and external auditors.

Skills

Audit expertise

Lead audits

Risk assessment

Stakeholder management

Education

Undergraduate degree

Job description

TD Bank in New York seeks an Audit Manager II to guide planning, risk assessment, and execution of audits. This role shapes the audit function's strategic direction while aligning with enterprise risk frameworks. You will lead complex audits and provide supervisory oversight to ensure timely, compliant results.

The position requires 7+ years of experience, an undergraduate degree, and relevant audit background, with opportunities to work across multiple areas and engage with senior stakeholders.