Senior Audit Manager - Financial Crimes & Regulatory Issues

TD Bank Group; New York (NY); On-site; USD 92,220 - 149,310; Full time

Job summary

TD Bank in New York is seeking an Audit Manager II within the U.S. Financial Crimes Regulatory Issue Validation Audit function. You will provide senior leadership, coach engagement teams, and oversee design and operating effectiveness tests for regulatory issue validation across different engagements.

The role emphasizes planning, budgeting, and timely delivery of audit programs with deep regulatory knowledge and strong mentoring of staff. Domestic travel is occasional.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience in auditing or regulatory compliance.
• Experience in financial crimes compliance and issue validation preferred.
• Knowledge of audit standards, procedures, laws, rules and regulations.

Responsibilities

• Supports development and implementation of audit programs with planning input.
• Participates in audits across multiple areas ensuring standards and timelines.
• Develops Audit Planning Memorandum, Process Risk and Control Matrix, Findings Grid and Audit Report.
• Oversees follow-up of findings and communications with stakeholders and senior management.
• Leads or advises on cross-functional audits and provides guidance to teams.

Skills

Audit leadership

Regulatory knowledge

Mentoring

Team leadership

Risk assessment

Education

Bachelor's degree

Tools

Excel

Word

PowerPoint

Job description

TD Bank in New York is seeking an Audit Manager II within the U.S. Financial Crimes Regulatory Issue Validation Audit function. You will provide senior leadership, coach engagement teams, and oversee design and operating effectiveness tests for regulatory issue validation across different engagements.

The role emphasizes planning, budgeting, and timely delivery of audit programs with deep regulatory knowledge and strong mentoring of staff. Domestic travel is occasional.