Senior Compliance Transformation Program Lead

TD; New York (NY); On-site; USD 180,000 - 225,000; Full time

Job summary

TD Securities in New York is seeking a senior Compliance Transformation program manager to lead the governance and execution of its remediation and control initiatives. You will maintain an integrated view of priorities, challenge project owners, and produce senior-level reporting.

The role focuses on coordinating technology budgets, ensuring initiatives are aligned with regulatory expectations, and delivering transparent, accountable outcomes across the compliance change portfolio.

Qualifications

• 15+ years in Compliance, Risk, Regulatory, Audit, Controls, Program Management, or Transformation roles within a global financial services, capital markets, broker-dealer, or similarly complex regulated environment.
• Demonstrated experience leading large-scale transformation, remediation, regulatory response, control enhancement, or operating model change programs with senior leadership visibility.
• Strong understanding of Compliance operating models, regulatory expectations, 2nd Line of Defense responsibilities, risk management frameworks, control design, issue management, surveillance, monitoring, testing, governance, and remediation execution.
• Proven ability to translate complex Compliance, regulatory, audit, or control priorities into structured execution plans, milestones, deliverables, governance routines, progress reporting, and escalation mechanisms.
• Experience developing executive-ready materials, including portfolio dashboards, steering committee updates, senior management briefings, milestone reporting, risk and issue summaries, decision papers, and budget or investment narratives.

Responsibilities

• Lead program management for TD Securities’ Compliance initiatives, ensuring strong governance, disciplined execution, and timely delivery of strategic, regulatory, remediation, and control-related priorities.
• Maintain an integrated portfolio view of remediation commitments, including regulatory, audit, self-identified, and management-driven initiatives, to support oversight and senior management reporting.
• Oversee remediation execution, including milestone tracking, dependency management, risk and issue identification, escalation, and support for resolving blockers or scope changes.
• Provide informed challenge to project owners and workstream leads by applying both project management discipline and practical Compliance knowledge across regulatory expectations, controls, surveillance, monitoring, governance, and remediation.
• Drive transparency and accountability across the Compliance change portfolio by ensuring initiatives are clearly scoped, appropriately resourced, measurable, and aligned to business, regulatory, and Compliance priorities.
• Develop executive-ready reporting for senior Compliance leadership, including dashboards, milestone updates, risk and issue summaries, budget impacts, dependency tracking, and forward-looking delivery views.
• Coordinate the annual TD Compliance technology budget process, including intake of technology requests, prioritization, business case development, investment tracking, and alignment of funding to risk mitigation and Compliance value.
• Partner across Compliance, Technology, Risk, Legal, Operations, and other stakeholders to translate Compliance priorities into executable plans and deliverables.
• Monitor portfolio health and identify emerging risks, including delivery challenges, resource constraints, budget pressures, and control implications.
• Improve execution practices across TD Compliance by standardizing templates, strengthening governance routines, enhancing reporting, improving dependency management, and reducing fragmented or manual processes.

Job description

TD Securities in New York is seeking a senior Compliance Transformation program manager to lead the governance and execution of its remediation and control initiatives. You will maintain an integrated view of priorities, challenge project owners, and produce senior-level reporting.

The role focuses on coordinating technology budgets, ensuring initiatives are aligned with regulatory expectations, and delivering transparent, accountable outcomes across the compliance change portfolio.