Senior Compliance Strategist | Flexible Options

Mason Companies, Inc; Chippewa Falls (WI); On-site; USD 85,000 - 125,000; Full time

Job summary

The Senior Compliance Specialist position at Mason Companies, Inc. in Chippewa Falls, Wisconsin, is responsible for supporting financial compliance activities and providing program support under the direction of the Vice President and General Counsel.

You will perform routine monitoring, prepare reports, coordinate remediation, assist in training, review materials for compliance, and collaborate with cross-functional teams and outside counsel to promote high-quality, cost-effective legal

Qualifications

• Bachelor’s degree preferred
• Minimum 5 years of experience supporting compliance programs for a financial institution
• Familiarity with federal banking laws, ECOA, TILA, GLBA, FCRA, UDAAP, AML, OFAC, and state protections
• Relevant compliance certifications preferred
• Experience with contract management and legal tech

Responsibilities

• Provide advice, support and assistance with a broad range of compliance and legal issues
• Perform routine compliance monitoring, prepare reports, and coordinate remediation activities
• Provide and participate in compliance training pursuant to the Company’s compliance program
• Assess the effectiveness of established policies and procedures and recommend improvements
• Evaluate new products and services offered by the Company for compliance requirements and implications
• Monitor changes in applicable laws and regulations for potential impact on the Company
• Support internal investigations and external audits
• Prepare documentation and respond to inquiries as directed
• Review marketing, advertising, consumer, employee and other materials for compliance with the Company’s policies and applicable law
• Prepare, file and track regulatory applications, licenses, renewals, notices and other filings
• Develop strong working relationships across the Company and support cross-functional teams as directed
• Interact with outside legal counsel as appropriate and authorized to promote high quality, cost-effective, responsive external legal services
• Produce professional quality, efficient, creative, practical, and responsive services

Skills

Attention to detail

Integrity

Communication skills

Collaboration

Self-starter

Education

Bachelor’s degree preferred

Tools

Contract management

Legal research

AI

Automation

Job description

The Senior Compliance Specialist position at Mason Companies, Inc. in Chippewa Falls, Wisconsin, is responsible for supporting financial compliance activities and providing program support under the direction of the Vice President and General Counsel.

You will perform routine monitoring, prepare reports, coordinate remediation, assist in training, review materials for compliance, and collaborate with cross-functional teams and outside counsel to promote high-quality, cost-effective legal