Senior Financial Compliance Strategist

Mason Companies; Chippewa Falls (WI); Hybrid; USD 80,000 - 110,000; Full time

Job summary

Mason Companies in Wisconsin seeks a Senior Compliance Specialist to support financial compliance activities and provide program support under the direction of the VP and General Counsel.

The role involves monitoring laws, coordinating training, assisting with audits, and collaborating across departments to ensure regulatory compliance. Bachelor’s degree preferred and 5+ years of experience in financial compliance are expected.

Qualifications

• Bachelor’s degree preferred.
• Minimum of 5 years of experience supporting compliance programs for a financial institution.
• Experience with federal banking laws, ECOA, TILA, GLBA, FCRA, UDAAP, AML, OFAC, and state consumer protection laws.
• Familiarity with contract management, compliance, legal research tools.

Responsibilities

• Advise, support and assist with a broad range of compliance and legal issues.
• Perform routine compliance monitoring, prepare reports, and coordinate remediation activities.
• Provide and participate in compliance training pursuant to the Company’s compliance program.
• Assess the effectiveness of established policies and procedures and recommend improvements.
• Evaluate new products and services offered by the Company for compliance requirements and implications.
• Monitor changes in applicable laws and regulations for potential impact on the Company.
• Support internal investigations and external audits.
• Prepare documentation and respond to inquiries as directed.
• Review marketing, advertising, consumer, employee and other materials for compliance with the Company’s policies and applicable law.
• Prepare, file and track regulatory applications, licenses, renewals, notices and other filings.
• Develop strong working relationships across the Company and support cross-functional teams as directed.
• Interact with outside legal counsel as appropriate and authorized to promote high quality, cost-effective, responsive external legal services.
• Produce professional quality, efficient, creative, practical, and responsive services.

Skills

Attention to detail

Integrity and discretion

Communication skills

Cross-functional collaboration

Self-starter

Time management

Education

Bachelor’s degree preferred

Relevant compliance certifications preferred

Tools

Contract management software

Compliance software

Legal research tools

AI and automation tools

Job description

Mason Companies in Wisconsin seeks a Senior Compliance Specialist to support financial compliance activities and provide program support under the direction of the VP and General Counsel.

The role involves monitoring laws, coordinating training, assisting with audits, and collaborating across departments to ensure regulatory compliance. Bachelor’s degree preferred and 5+ years of experience in financial compliance are expected.