Senior Compliance & Regulatory Audit Lead

Rand Mutual - RMA; Parktown (NC); Hybrid; USD 120,000 - 180,000; Full time

Benefits offered by this job

Professional development

Competitive compensation & benefits

Flexible work arrangements

Collaborative culture

Job summary

Rand Mutual Assurance is seeking a Compliance Officer to design and implement a robust compliance program across regulatory and internal policy landscapes. You will liaise with regulators, lead audits, and drive improvements in processes and controls.

You will provide regulatory affairs support, contribute to the Quality Management System, and mentor junior staff while ensuring adherence to codes of conduct and industry standards.

Qualifications

• Bachelor-level or higher in law, compliance or related field.
• Admission as attorney or advocate is required or advantageous.
• FSCA RE1 exam is an advantage; professional compliance designations are preferred.

Responsibilities

• Design and implement a compliance program in liaison with regulators.
• Provide regulatory affairs support under guidance from seniors.
• Contribute to QA/QMS design and policy drafting.
• Manage a portfolio of audits with corrective actions.
• Identify and improve gaps in compliance processes and conduct enhancements.
• Maintain knowledge of regulatory codes of conduct and internal policies.
• Provide leadership and coaching to interns and junior staff.

Skills

Compliance management

Regulatory reporting

Auditing

Leadership

Education

Undergraduate Degree/Honours/Legal/Compliance

Admission as attorney/advocate

FSCA RE1 exam advantage

Job description

Rand Mutual Assurance is seeking a Compliance Officer to design and implement a robust compliance program across regulatory and internal policy landscapes. You will liaise with regulators, lead audits, and drive improvements in processes and controls.

You will provide regulatory affairs support, contribute to the Quality Management System, and mentor junior staff while ensuring adherence to codes of conduct and industry standards.