Senior Compliance Partnerships Consultant

Comply; United States; On-site; USD 155,000 - 180,000; Full time

Job summary

Comply is seeking a highly experienced Partnership Executive Consultant to join our Regulatory Services team. This role represents the pinnacle of the Consultant track, designed for a seasoned compliance expert to influence client outcomes while serving as an internal resource. You will provide high-level consulting to investment advisers, manage client relationships, and conduct compliance reviews.

The role demands a law degree or extensive compliance experience, with 8–12+ years in investment adviser compliance. The position offers a competitive annual compensation of $155,000 to $180,000, plus bonuses and benefits.

Qualifications

• 8–12+ years of experience in investment adviser compliance.
• Strong working knowledge of the Investment Advisers Act of 1940.
• Familiarity with CFTC/NFA and/or FINRA requirements is a plus.

Responsibilities

• Provide senior-level compliance consulting services to clients.
• Manage ongoing client relationships and deliver high-quality service.
• Conduct complex compliance reviews and synthesize findings.

Skills

Investment adviser compliance knowledge

Interpersonal and communication skills

Regulatory analysis

Proficiency in Microsoft Office Suite

Education

Law degree or advanced compliance experience

Tools

Microsoft Office Suite

Job description

Comply is seeking a highly experienced Partnership Executive Consultant to join our Regulatory Services team. This role represents the pinnacle of the Consultant track, designed for a seasoned compliance expert to influence client outcomes while serving as an internal resource. You will provide high-level consulting to investment advisers, manage client relationships, and conduct compliance reviews.

The role demands a law degree or extensive compliance experience, with 8–12+ years in investment adviser compliance. The position offers a competitive annual compensation of $155,000 to $180,000, plus bonuses and benefits.