Partnership Executive Consultant

Comply; United States; On-site; USD 155,000 - 180,000; Full time

Job summary

Comply is seeking a highly experienced Partnership Executive Consultant to join our Regulatory Services team. This role represents the pinnacle of the Consultant track, designed for a seasoned compliance expert to influence client outcomes while serving as an internal resource. You will provide high-level consulting to investment advisers, manage client relationships, and conduct compliance reviews.

The role demands a law degree or extensive compliance experience, with 8–12+ years in investment adviser compliance. The position offers a competitive annual compensation of $155,000 to $180,000, plus bonuses and benefits.

Qualifications

• 8–12+ years of experience in investment adviser compliance.
• Strong working knowledge of the Investment Advisers Act of 1940.
• Familiarity with CFTC/NFA and/or FINRA requirements is a plus.

Responsibilities

• Provide senior-level compliance consulting services to clients.
• Manage ongoing client relationships and deliver high-quality service.
• Conduct complex compliance reviews and synthesize findings.

Skills

Investment adviser compliance knowledge

Interpersonal and communication skills

Regulatory analysis

Proficiency in Microsoft Office Suite

Education

Law degree or advanced compliance experience

Tools

Microsoft Office Suite

Job description

Partnership Executive Consultant

Comply is seeking a highly experienced and accomplished Partnership Executive Consultant to join our growing Regulatory Services team. This role represents the highest level within the Consultant track and is designed for a seasoned compliance professional who combines deep regulatory expertise with the ability to influence, guide, and elevate both client outcomes and internal capabilities. Reporting to senior leadership (VP/SVP level), the consultant will serve as a senior advisor to clients while also acting as a key internal resource across the organization, maintaining a portfolio of client relationships and delivering high‑quality consulting services.

Responsibilities

• Provide senior-level compliance consulting services to investment advisers and, where applicable, broker‑dealers and private fund managers.
• Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work.
• Conduct and lead complex compliance reviews (remote and on-site), synthesizing findings into clear, actionable recommendations for client stakeholders.
• Draft and review disclosure documents, policies and procedures, and other regulatory materials.
• Advise clients on regulatory developments, risk areas, and industry best practices.
• Contribute to the development, enhancement, and rollout of new and innovative service offerings.
• Support the tactical implementation of new services, including development of methodologies, documentation, and internal guidance.
• Assist in the creation and delivery of internal training to support consistent execution across the consulting team.
• Serve as a senior subject matter resource for consultants, VPs, and Directors across the organization.
• Provide practical, experience-based guidance on complex regulatory and client issues.
• Support team members by troubleshooting challenging scenarios and offering insight grounded in industry best practices.
• Contribute to maintaining high standards of quality and consistency across client deliverables.
• Partner with sales teams to support business development efforts, including assisting with scoping of engagements and proposal development, and participating in select prospect calls and meetings.
• Represent Comply externally through conference presentations, webinars, and industry events.
• Develop written content, including articles, alerts, and educational materials.
• Monitor and analyze regulatory developments and emerging trends, translating them into actionable insights for clients and internal teams.

Skills and Qualifications

• Law degree or advanced compliance experience required.
• Significant experience (typically 8–12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940.
• Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus.
• Prior compliance consulting experience a plus.
• Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance.
• Strong interpersonal and communication skills, with the ability to engage effectively across all levels of an organization.
• Proven ability to operate as a senior individual contributor in a collaborative, client-service environment.
• Experience contributing to service development, training, or internal initiatives is highly valued.
• Willingness and ability to travel as needed.
• Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).

Compensation

$155,000 - $180,000 a year. The all-in total compensation for this role is $186,000 and $216,000, specific to the United States. A reasonable estimate of the base salary range would be $155,000 – $180,000 plus applicable bonus and benefit offerings.

Equal Opportunity Employer

Comply is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, disability, sex, sexual orientation, gender identity, or national origin. Nothing in this job posting should be construed as an offer or guarantee of employment.

Authorisation and Visa

Applicants must be authorized to work for any employer in the United States. Currently, we are unable to sponsor or take over sponsorship of an employment Visa at this time.

Fraud Notice

Comply is aware of scammers posing as Comply employees and extending job offers via direct messaging, texts and social media platforms. These are fraudulent and should be treated as such. To learn more about this, please review our Statement of Fraudulent Job Offers.