Senior Compliance Officer - Financial Sector

Placements24; Riverton (UT); Remote; USD 54,000 - 91,000; Full time

Benefits offered by this job

Remote-first culture

Medical benefits

Career development opportunities

Flexible schedule

Job summary

Placements24 is seeking a Senior Compliance Officer to join a remote-first team. This role focuses on developing and overseeing compliance programs that align with South African financial regulations, including FAIS, FICA, POPIA, and the Companies Act.

You will lead risk assessments, drive policy improvements, and provide expert guidance to the business. You will partner with regulatory bodies and auditors, delivering training and maintaining dashboards to monitor compliance, while working

Qualifications

• Bachelor's degree in Law, Finance, Business Administration or related field.
• Postgraduate qualification in compliance is advantageous.
• Minimum 5 years of experience in compliance, risk management or legal roles in financial services.
• In-depth knowledge of South African financial regulations (FAIS, FICA, POPIA, Companies Act).
• Proven experience in developing and implementing compliance frameworks and policies.
• Excellent analytical, problem-solving and critical thinking skills.
• Strong written and verbal communication skills to influence stakeholders.
• Proficiency in compliance management software and MS Office Suite.
• Ability to work independently and manage multiple priorities in a fully remote environment.
• High level of integrity and professionalism.

Responsibilities

• Develop and maintain comprehensive compliance programs and policies.
• Monitor regulatory changes and implement necessary adjustments.
• Conduct regular risk assessments and audits for non-compliance.
• Investigate breaches and report findings with corrective actions.
• Provide expert guidance and training on regulatory requirements.
• Liaise with regulatory bodies and external auditors.
• Manage regulatory filings and reporting obligations.
• Develop compliance metrics and dashboards.
• Foster a strong compliance culture across the organization.

Skills

Compliance experience

SA regulations

Risk management

Legal background

Policy development

Analytical skills

Communication skills

MS Office

Compliance software

Remote work ability

Education

Bachelor's degree

Postgraduate compliance

Tools

MS Office Suite

Compliance management software

Job description

About the Role

Our client, a leading financial institution, is seeking a highly experienced Senior Compliance Officer to join their fully remote team. This role is pivotal in ensuring the company adheres to all relevant financial regulations, laws, and internal policies. You will be responsible for developing, implementing, and overseeing compliance programs, conducting risk assessments, and providing expert guidance to the business. The ideal candidate will possess a deep understanding of the South African financial regulatory landscape, excellent analytical skills, and the ability to communicate complex compliance requirements effectively. This is a remote-first position, offering maximum flexibility and autonomy to professionals dedicated to upholding the highest standards of compliance within the finance industry.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance programs and policies across the organization.
• Monitor regulatory changes and assess their impact on the business, ensuring timely implementation of necessary adjustments.
• Conduct regular compliance risk assessments and audits to identify areas of potential non-compliance.
• Investigate compliance breaches and incidents, reporting findings and recommending corrective actions.
• Provide expert advice and training to staff on regulatory requirements and compliance best practices.
• Liaise with regulatory bodies (e.g., FSCA, SARB) and external auditors.
• Manage and maintain regulatory filings and reporting obligations.
• Develop and manage key compliance metrics and reporting dashboards.
• Foster a strong compliance culture throughout the organization.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• A postgraduate qualification in compliance or a related area is advantageous.
• Minimum of 5 years of experience in compliance, risk management, or legal roles within the financial services sector.
• In-depth knowledge of South African financial regulations (e.g., FAIS Act, FICA, POPIA, Companies Act).
• Proven experience in developing and implementing compliance frameworks and policies.
• Excellent analytical, problem-solving, and critical thinking skills.
• Strong written and verbal communication skills, with the ability to influence stakeholders at all levels.
• Proficiency in compliance management software and MS Office Suite.
• Ability to work independently and manage multiple priorities effectively in a fully remote environment.
• High level of integrity and professionalism.

Benefits

• A competitive salary package, with a base of R , commensurate with experience.
• Comprehensive medical and retirement benefits.
• Significant opportunities for professional development, certifications, and career advancement.
• The flexibility and convenience of a fully remote role, allowing you to work from anywhere, potentially connecting talent from areas like Upington and beyond.
• Contribute to shaping the compliance strategy of a growing financial firm.