Senior Compliance Officer, Equities Desk – Elite Fund

Mondrian Alpha; New York (NY); On-site; USD 180,000 - 300,000; Full time

Job summary

Mondrian Alpha in New York seeks a Compliance Officer to lead the compliance program for its equities trading desk. You will design, implement and oversee trade surveillance, regulatory controls and monitoring in a high-performance, autonomous environment.

The ideal candidate has 5+ years in equities compliance, a strong track record building programs, excellent communication, and the ability to work with top-tier teams in a fast-paced hedge fund setting. Competitive compensation is offered.

Qualifications

• 5+ years of experience in equities trading compliance.
• Experience in trade surveillance, technology and building out compliance programs.
• Strong communication is essential in a fast-paced, high-performing environment.

Responsibilities

• Be the primary point of contact for the equities trading desk.
• Lead design, implementation and oversight of surveillance and regulatory controls.
• Collaborate with technology, legal and risk teams to ensure robust compliance.

Skills

Trade surveillance

Compliance programs

Equities trading

Communication

Tech

Job description

Mondrian Alpha in New York seeks a Compliance Officer to lead the compliance program for its equities trading desk. You will design, implement and oversee trade surveillance, regulatory controls and monitoring in a high-performance, autonomous environment.

The ideal candidate has 5+ years in equities compliance, a strong track record building programs, excellent communication, and the ability to work with top-tier teams in a fast-paced hedge fund setting. Competitive compensation is offered.