Compliance Officer: Trade Advisory & PMs (Hybrid)

Mondrian Alpha; New York (NY); Hybrid; USD 120,000 - 210,000; Full time

Job summary

Mondrian Alpha in New York is seeking a Compliance Officer to join our global hedge fund. The role is generalist with a core remit in trading and advisory, interacting with portfolio managers and challenging them as needed.

You will assist the broader compliance team with surveillance and core compliance, with potential to lead automation projects and build a team. A strong culture, progression, and market-leading salaries are highlighted, with a flexible hybrid policy.

Qualifications

• Strong experience in equities and general compliance.
• Ability to trade/advisory functions and interact with PMs.
• Experience supporting surveillance and core compliance activities.

Responsibilities

• Lead trading/advisory compliance activities and challenge PMs as needed.
• Support broader compliance team with surveillance and core compliance tasks.
• Drive automation projects and potential team growth.

Skills

Equities experience

Regulatory/compliance knowledge

Stakeholder management

Automation projects

Tools

Surveillance systems

Job description

Mondrian Alpha in New York is seeking a Compliance Officer to join our global hedge fund. The role is generalist with a core remit in trading and advisory, interacting with portfolio managers and challenging them as needed.

You will assist the broader compliance team with surveillance and core compliance, with potential to lead automation projects and build a team. A strong culture, progression, and market-leading salaries are highlighted, with a flexible hybrid policy.