Enterprise Investment Adviser Compliance Leader

0200 Ares Operations LLC; New York (NY); On-site; USD 145,000 - 175,000; Full time

Benefits offered by this job

Medical/Dental/Vision plans

401(k) with company match

Flexible Savings Accounts (FSA)

HSA with company contribution

Life Insurance

Disability insurance

Employee Assistance Program (EAP)

Commuter Benefits

Job summary

Ares Management LLC seeks an experienced Compliance professional to lead initiatives across the Investment Adviser Compliance function, partnering with Regulatory Reporting, Finance & Accounting, and Technology to enhance data capabilities and governance. The role requires strong knowledge of SEC regulations and global regulatory requirements.

The ideal candidate will drive strategic compliance programs, manage conflicts of interest, and contribute to the firm’s evolving regulatory framework in

Qualifications

• 7+ years of experience in compliance, audit, financial reporting and analysis.
• Strong understanding of SEC regulations and financial reporting requirements.
• Experience in a global firm with U.S. and non-U.S. regulatory requirements.
• Experience with data-driven regulatory reporting or financial and accounting processes.
• Familiarity with Generative AI applications in compliance contexts.

Responsibilities

• Drive key initiatives across the Investment Adviser Compliance function.
• Collaborate with Compliance, Regulatory Reporting, Finance & Accounting, and Technology to implement data capabilities and systems.
• Advise business units on regulatory policies and procedures to mitigate conflicts of interest.
• Support governance activities related to valuation, reporting and expense allocations.

Skills

Regulatory compliance

Data analysis

Regulatory reporting

Education

B.S./B.A. in Business

Tools

Excel

Word

PowerPoint

Job description

Ares Management LLC seeks an experienced Compliance professional to lead initiatives across the Investment Adviser Compliance function, partnering with Regulatory Reporting, Finance & Accounting, and Technology to enhance data capabilities and governance. The role requires strong knowledge of SEC regulations and global regulatory requirements.

The ideal candidate will drive strategic compliance programs, manage conflicts of interest, and contribute to the firm’s evolving regulatory framework in