Senior Compliance Analyst: Investment Rules & Automation

QuickCruit; Denver, Northern (CO, KY); Hybrid; USD 90,000 - 120,000; Full time

Job summary

Janus Henderson in Denver seeks a Senior Analyst to join the Investment Guideline Implementation Team, focusing on investment restrictions across funds and asset types. This highly visible role offers breadth of experience in a dynamic environment and exposure to regulatory rule coding and testing.

You'll review legal documents, code logic-based compliance rules into Charles River and Aladdin for automated testing, load lists for compliance, and coordinate ad-hoc requests via ServiceNow while

Qualifications

• Review of legal documents and coding of logic-based compliance rules into Charles River and BlackRock’s Aladdin for automated testing.
• Assist with building and loading of lists utilized by compliance rules in Charles River.
• Monitor and action ad-hoc requests received via ServiceNow.
• Collaborate with Investment, Trading, Legal, Operations and other stakeholders.

Responsibilities

• Review legal documents to ensure investment guidelines are correctly represented in compliance systems.
• Code and test logic-based rules in Charles River and Aladdin.
• Manage lists used by compliance rules and respond to ad-hoc requests via ServiceNow.

Skills

Investment compliance

Rule coding

Stakeholder collaboration

Regulatory knowledge

Tools

Charles River

Aladdin

ServiceNow

Job description

Janus Henderson in Denver seeks a Senior Analyst to join the Investment Guideline Implementation Team, focusing on investment restrictions across funds and asset types. This highly visible role offers breadth of experience in a dynamic environment and exposure to regulatory rule coding and testing.

You'll review legal documents, code logic-based compliance rules into Charles River and Aladdin for automated testing, load lists for compliance, and coordinate ad-hoc requests via ServiceNow while