Senior Compliance Analyst

Janus Henderson Group; Denver, Northern (CO, KY); Hybrid; USD 85,000 - 93,000; Full time

Benefits offered by this job

Hybrid working

Wellbeing benefits

Volunteer time

Professional development

Family leave

Employee events

Snacks & beverages

Job summary

Janus Henderson Investors seeks a Senior Analyst in Investment Guideline Implementation to manage investment restrictions across fund ranges and asset types. You will code rules in Charles River and Aladdin, load compliance lists, and collaborate with a broad set of internal teams to ensure accurate monitoring of contract terms.

The role offers hybrid work, competitive benefits, and opportunities to influence guideline processes and AI tool development within a dynamic environment.

Qualifications

• 1–3 years experience in mutual funds or financial services.
• Knowledge of 1940 Act and SEC/CFTC/FINRA rules.
• Proficiency with order management systems: Charles River, Aladdin, Bloomberg AIM, or ThinkFolio.

Responsibilities

• Review legal documents and code compliance rules into Charles River/Aladdin for automated testing.
• Build/load lists used by compliance rules in Charles River.
• Monitor and action ad-hoc requests via Service Now.
• Collaborate with Investment, Trading, Legal, Operations, ESG, Data, Client Services.
• Develop new processes and present solutions clearly and concisely.
• Improve daily guideline oversight to reduce manual testing.
• Prepare for client onboarding/terminations, fund reviews, and new launches.
• Address data exceptions with operational teams.

Skills

Mutual fund/financial services (1–3y)

Regulatory knowledge (1940 Act, SEC, C

Microsoft Office

SQL basics

Analytical thinking

Equities & fixed income understanding

Detail-oriented

Strong work ethic

Stakeholder management

Planning & prioritization

Problem solving

Education

Bachelor's degree or equivalent

Tools

Charles River

Aladdin

Bloomberg AIM

ThinkFolio

Microsoft SQL

Job description

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A career at Janus Henderson is more than a job, it's about investing in a brighter future together .

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success, and are at the heart of everything we do:

Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

If our mission, values, and purpose align with your own, we would love to hear from you!

Your opportunity

A Senior Analyst role within the Investment Guideline Implementation Team managing investment restrictions across a spectrum of fund ranges and asset types. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment.

A successful candidate would be expected to:

• Contribute to the review of legal documents and subsequent coding of logic-based compliance rules into Charles River and Blackrock's Aladdin for automated testing
• Assist with building and loading of lists utilized by compliance rules in Charles River
• Responsible for monitoring and actioning ad-hoc requests received via Service Now
• Collaborate and consult with a wide range of internal stakeholders including Investment, Trading, Legal, Operations, ESG, Data and Client Services teams to ensure terms of the contracts and agreements can be accurately monitored within Charles River
• Establish new processes as needed and provide solutions to complicated problems and be capable of presenting them in a clear and concise manner
• Work to improve the daily guideline oversight monitoring process to reduce manual testing and increase efficiency
• Ensure timely and accurate completion of assigned and delegated workloads
• Work with client services and implementation teams in order to prepare for account on-boardings and terminations, annual fund reviews, and new product launches
• Work with operational teams to address any challenges arising from data exceptions
• Prepare reporting documentation for review by Senior Management
• Represent compliance interests in business projects and working groups
• Contribute to the development of AI tools that can benefit the Global Guideline Implementation Team
• Carry out additional duties as assigned

What to expect when you join our firm

• Hybrid working and reasonable accommodations
• Excellent Health and Wellbeing benefits including corporate membership to Wellhub
• Paid volunteer time to step away from your desk and into the community
• Support to grow through professional development courses, tuition/qualification reimbursement and more
• Maternal/paternal leave benefits and family services
• Unique employee events and programs including a 14er challenge
• Complimentary beverages, snacks and all employee Happy Hours

Must have skills

• 1-3 years experience in the mutual fund or financial services industry
• Working knowledge and understanding of the 1940 Act and other applicable SEC, CFTC and FINRA rules and regulations
• Practical knowledge of an order management system such as: Charles River, Aladdin, Bloomberg AIM, or ThinkFolio
• Proficient user of the Microsoft Office suite of applications
• Basic/intermediate knowledge of Microsoft SQL (or a willingness to learn)
• Strong analytical skills, attention to detail and ability to exercise balanced judgment and decision making
• Solid understanding of equity and fixed income securities and derivatives products required
• High energy, positive demeanor, enthusiastic, professional, with a strong work ethic
• Pro-active and self-sufficient with ability to escape where appropriate
• Strong interpersonal and stakeholder management skills
• Solid knowledge of fund management processes, instruments, products and funds
• Good planning, prioritization, problem solving, and organizational skills are essential
• Ability to work effectively under pressure and meet tight deadlines
• Bachelor's degree or equivalent experience required; Finance, Economics or Accounting major preferred

Nice to have skills

• Experience in guideline management compliance, with a specific focus on fund management and dealing functions
• Experience working with a diverse range of investment products, including mutual funds and ETFs, separately managed accounts (SMAs), Collective Investment Trusts (CITs), private funds

Supervisory responsibilities

• No

Potential for growth

• Regular training
• Continuing education courses

Compensation information

The base salary range for this position is $85,000-$93,000. This range is estimated for this role. Actual pay may be different. This position will be open through September 30, 2026.

Colorado law requires an estimated closing date for job postings. Please don't be discouraged from applying if you see this date has passed.

At Janus Henderson Investors we're committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don't worry if you don't think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can't accommodate every flexible working request, we're happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at [e-mail].

#LI-MM1 #LI-Hybrid

Annual Bonus Opportunity

Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.

Benefits

Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits. To learn more about our offerings please visit the Why Join Us section on the career pagehere.

Janus Henderson Investors is an equal opportunity employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.

Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee's job functions (as determined by Janus Henderson at its sole discretion).

You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position.

You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.