Senior Compliance Analyst – Annuity Regulation Expert

Aspida Oy; Durham, Northern (NC, KY); Hybrid; USD 120,000 - 160,000; Full time

Benefits offered by this job

Full Benefits Package Available

Relocation available

Job summary

Aspida Financial Services, LLC is seeking a Senior Compliance Analyst to oversee annuity product compliance, drafting and filing forms, and ensuring adherence to regulatory requirements. You will collaborate with Legal, Product, Operations, Marketing, and Distribution to resolve issues and implement controls.

This on-site role in Durham requires a strong background in life/annuity compliance, regulatory filings, and training junior staff. DOE; relocation available; full benefits.

Qualifications

• Bachelor’s degree from an accredited college or university.
• Minimum of 7 years’ experience in financial services compliance.
• Professional insurance industry designation such as AIRC or FLMI preferred, or willingness to obtain.
• Experience managing regulatory product filings and operational support for fixed and variable annuity products.
• Proven ability to use SERFF and state filing systems to file and track regulatory submissions.

Responsibilities

• Provide compliance oversight of annuity product development lifecycle.
• Draft, submit, and respond to contract forms and filings with regulators.
• Evaluate point-of-sale disclosures and related documentation for regulatory compliance.
• Support NAIC Best Interest standards and registered product considerations.
• Review and approve advertising and marketing materials for compliance.

Skills

Analytical skills

Regulatory compliance

Communication skills

Education

Bachelor’s degree

Tools

SERFF

State filing systems

Job description

Aspida Financial Services, LLC is seeking a Senior Compliance Analyst to oversee annuity product compliance, drafting and filing forms, and ensuring adherence to regulatory requirements. You will collaborate with Legal, Product, Operations, Marketing, and Distribution to resolve issues and implement controls.

This on-site role in Durham requires a strong background in life/annuity compliance, regulatory filings, and training junior staff. DOE; relocation available; full benefits.