Senior Client Service Associate, Investment Operations

BFG Financial Advisors; Timonium (MD); On-site; USD 50,000 - 75,000; Full time

Job summary

A financial advisory firm located in Timonium, Maryland, is seeking an Investment Operations/Business Processing professional. This role involves notifying the trading team of trades, maintaining Salesforce data, and preparing various investment-related forms. Ideal candidates will have a college degree or equivalent experience with relevant certifications including Series 7 and Series 66. The position offers involvement in client meetings and the opportunity to train and mentor less experienced staff.

Qualifications

• College degree or equivalent experience (10+ years as a Senior CSA).
• Must possess SIE certification.
• Must possess Series 7 and Series 66 certifications.

Responsibilities

• Notifies trading team of trades and deposits.
• Completes planning memo and keeps Salesforce data updated.
• Processes and maintains SBLOCs and investment account applications.

Skills

Salesforce proficiency

Client interaction

Attention to detail

Education

College Degree or equivalent experience

Securities Industry Essentials (SIE)

Series 7 (Registered CSA)

Series 66 (Registered CSA)

Job description

A financial advisory firm located in Timonium, Maryland, is seeking an Investment Operations/Business Processing professional. This role involves notifying the trading team of trades, maintaining Salesforce data, and preparing various investment-related forms. Ideal candidates will have a college degree or equivalent experience with relevant certifications including Series 7 and Series 66. The position offers involvement in client meetings and the opportunity to train and mentor less experienced staff.