Investment Operations & Client Services Specialist

Atlas Search; Bethlehem (Northampton County); On-site; USD 60,000 - 85,000; Full time

Job summary

A financial services company in Northampton County is seeking an Investment Operations Associate to handle client account management and ensure compliance with regulatory standards. Key responsibilities include preparing paperwork for clients, executing trades based on recommendations, and maintaining account documentation. The ideal candidate has a bachelor's degree and some experience in investment operations. This role offers a competitive salary ranging from $60,000 to $85,000 annually, commensurate with experience.

Qualifications

• Prior experience in investment or financial planning operations required.
• FINRA SIE, Series 7 and Series 66 required within first 4 months.
• Familiarity with financial planning software preferred.

Responsibilities

• Prepare and process new account paperwork for clients.
• Ensure documentation meets regulatory standards.
• Execute trades based on recommendations.

Skills

Attention to detail

Verbal communication

Organizational skills

Technical proficiency with CRM systems

Education

Bachelor’s degree

Tools

Orion

Redtail

MoneyGuidePro

Job description

A financial services company in Northampton County is seeking an Investment Operations Associate to handle client account management and ensure compliance with regulatory standards. Key responsibilities include preparing paperwork for clients, executing trades based on recommendations, and maintaining account documentation. The ideal candidate has a bachelor's degree and some experience in investment operations. This role offers a competitive salary ranging from $60,000 to $85,000 annually, commensurate with experience.