Senior Client Assistant, Wealth Management

Atlantic Union Bank; Glen Allen (VA); On-site; USD 65,000 - 95,000; Full time

Job summary

Atlantic Union Bank is seeking a Registered Client Assistant III--Wealth Management based in Virginia with responsibilities across Richmond, Fredericksburg, Christiansburg and Charlottesville. You will act as a liaison between clients, Financial Advisors and back-office operations to keep client information organized and up to date.

Key duties include delivering outstanding client experiences, servicing brokerage and direct accounts, maintaining client files, and supporting team members while

Qualifications

• High School diploma; or equivalent; higher education degree preferred
• Minimum of 5-7 years of experience in financial services industry
• 2+ years as a Registered Client Assistant (required)
• FINRA registrations to include SIE, Series 7 or 6 and 63 (required)
• Virginia life insurance and annuities licenses (required)

Responsibilities

• Act as liaison between clients, Financial Advisors and back-office operations
• Perform organizational duties related to updating and organizing client/branch files
• Ensure customers receive outstanding client experience
• Maintain and service client needs for both brokerage and direct accounts
• Communicate with teammates and others to exchange information and provide customer service
• Establish, maintain and update department files and client records
• Compile data and perform moderate mathematical calculations for reports and correspondence
• Adhere to company policies, procedures and applicable laws and regulations

Skills

Multi-tasking

Microsoft Office

Data analysis

Customer service

Communication

Education

High school diploma

Higher education degree preferred

Tools

Brokerage systems

Job description

Atlantic Union Bank is seeking a Registered Client Assistant III--Wealth Management based in Virginia with responsibilities across Richmond, Fredericksburg, Christiansburg and Charlottesville. You will act as a liaison between clients, Financial Advisors and back-office operations to keep client information organized and up to date.

Key duties include delivering outstanding client experiences, servicing brokerage and direct accounts, maintaining client files, and supporting team members while