Senior Bank Compliance & Audit Leader

Southern Bank; USA; Vor Ort; USD 120.000 - 170.000; Vollzeit

Zusammenfassung

Southern Bank seeks an experienced compliance professional to develop and oversee the bank's compliance programs, educate staff on regulatory responsibilities, and keep senior management informed of risk exposure. This role emphasizes leadership, collaboration, and proactive monitoring.

The incumbent will chair the Compliance Committee, supervise analysts, and act as liaison with federal and state examiners, ensuring robust governance and effective risk management across the bank.

Qualifikationen

• Bachelor’s degree preferred with minimum of 5 years bank compliance and/or audit experience.
• Previous compliance or auditing experience preferred.
• Broad knowledge of various banking areas is beneficial.

Aufgaben

• Researches federal and state banking laws and regulations, reviews the Bank’s policies and procedures, and ensures compliance with laws and regulations;
• Consults with bank departments and managers affected by compliance issues and regulatory requirements;
• Develops an annual risk-based audit schedule ensuring that those areas with greatest potential risk receive appropriate audit attention;
• Schedules ongoing monitoring of compliance activities and reports findings to department managers as well as to the Compliance Committee;
• Chairs the Compliance Committee;
• Identifies areas or issues that require additional monitoring or training and assists with training where needed;
• Maintains a cohesive and collaborative environment, sharing ideas and assisting peers;
• Deals with change and handles stressful situations with a professional demeanor;
• Supervises work of Compliance Analysts; and
• Acts as liaison for the Bank and Federal and State compliance examiners.

Kenntnisse

Analytical skills

Communication skills

Regulatory knowledge

Ausbildung

Bachelor’s degree preferred

Tools

Microsoft Office

Jobbeschreibung

Southern Bank seeks an experienced compliance professional to develop and oversee the bank's compliance programs, educate staff on regulatory responsibilities, and keep senior management informed of risk exposure. This role emphasizes leadership, collaboration, and proactive monitoring.

The incumbent will chair the Compliance Committee, supervise analysts, and act as liaison with federal and state examiners, ensuring robust governance and effective risk management across the bank.