Senior Auditor – US Compliance & Controls Lead

TD; Arundel (DE); On-site; USD 65,000 - 97,000; Full time

Job summary

The Senior Auditor at TD in Wilmington, DE performs and documents audit test steps for assigned audits, with focus on critical areas and regulatory compliance. You will lead audit engagements under established plans, assess control design, and provide on-the-job training to staff auditors.

You will work within the US Consumer Compliance team, auditing regulations like UDAAP, TILA, HMDA, RESPA, EFTA, and related processes to ensure robust controls and high-quality workpapers and reporting.

Qualifications

• Undergraduate degree required.
• CIA/CPA/CRMA or progress toward preferred.
• Strong communication (written and verbal) skills.
• Ability to work independently and in a team.

Responsibilities

• Perform and document audit steps for assigned audits, focusing on critical areas.
• Lead audit engagements and provide on-the-job training to staff auditors.
• Evaluate design and operating effectiveness of controls and prepare high-quality workpapers and reports.
• Communicate findings effectively to stakeholders and audit leadership.

Skills

Communication

Analytical thinking

Problem solving

Teamwork

Microsoft Office

Education

Undergraduate degree

Professional certifications (CIA, CPA, CRMA) or progress towards

Tools

Microsoft Office Suite

Job description

The Senior Auditor at TD in Wilmington, DE performs and documents audit test steps for assigned audits, with focus on critical areas and regulatory compliance. You will lead audit engagements under established plans, assess control design, and provide on-the-job training to staff auditors.

You will work within the US Consumer Compliance team, auditing regulations like UDAAP, TILA, HMDA, RESPA, EFTA, and related processes to ensure robust controls and high-quality workpapers and reporting.