Audit Compliance Lead I — End-to-End Audits

TD; Wilmington (DE); On-site; USD 77,000 - 116,000; Full time

Job summary

TD in Wilmington, Delaware is seeking an experienced Audit professional to serve as a subject matter expert and lead audits from planning to completion. You will coach others, oversee audits end-to-end, and manage sensitive information with discretion.

The role requires an undergraduate degree and 5+ years of relevant experience. Responsibilities include testing controls, developing audit artifacts, presenting findings to stakeholders, and guiding cross-functional teams through audit cycles.

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion
• Executes testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Contributes to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manages the ongoing audit communications process with the stakeholders during and subsequent to the audit

Education

Undergraduate degree

Job description

TD in Wilmington, Delaware is seeking an experienced Audit professional to serve as a subject matter expert and lead audits from planning to completion. You will coach others, oversee audits end-to-end, and manage sensitive information with discretion.

The role requires an undergraduate degree and 5+ years of relevant experience. Responsibilities include testing controls, developing audit artifacts, presenting findings to stakeholders, and guiding cross-functional teams through audit cycles.