Senior Auditor: Controls & Compliance Lead

TD; Mount Laurel Township (NJ); On-site; USD 65,000 - 106,000; Full time

Job summary

TD Bank in Charlotte, NC is seeking an experienced Audit professional to provide guidance across the function and independently perform end-to-end audit tasks. The role requires sound audit knowledge and the ability to handle confidential information with discretion.

You will conduct tests of controls, coordinate with stakeholders, review internal controls, and follow up on findings in line with firm policy. Undergraduate degree and 3+ years of relevant experience are required.

Qualifications

• Undergraduate degree required.
• 3+ years of relevant experience.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion.
• Executes testing of controls such as walkthroughs, test scripts, and issue identification.
• Helps coordinate communication with stakeholders throughout the audit process.
• Supports the team in reviewing internal controls and sharing findings with management and audit leadership.
• Executes follow-up of findings raised from regulatory and internal audits in accordance with firm policy.
• Provides input to audit projects/initiatives as a representative for area of specialization.

Skills

Audit procedures

Stakeholder communication

Confidential information handling

End-to-end task execution

Education

Undergraduate degree

Job description

TD Bank in Charlotte, NC is seeking an experienced Audit professional to provide guidance across the function and independently perform end-to-end audit tasks. The role requires sound audit knowledge and the ability to handle confidential information with discretion.

You will conduct tests of controls, coordinate with stakeholders, review internal controls, and follow up on findings in line with firm policy. Undergraduate degree and 3+ years of relevant experience are required.