Senior Auditor - Capital & Risk Management (Hybrid)

Charles Schwab; Westlake (TX); Hybrid; USD 110,000 - 160,000; Full time

Benefits offered by this job

Hybrid work model

401(k) with company match

Paid time off & sabbatical after 5 yrs

Tuition reimbursement

Job summary

The Charles Schwab Corporation's Internal Audit Department is seeking a Senior Auditor to support audits over corporate risks, including capital, liquidity, and market risk. This Senior Specialist will assist in planning, testing, and issue validation while collaborating with Treasury and Risk Management functions.

Reporting to the Corporate enterprise team Director/Senior Manager, you will help enhance governance processes and controls, mentor junior staff, and contribute to cross-functional

Qualifications

• 3-5+ years of financial services-related audit experience with growing responsibility.
• Demonstrated experience performing internal audits in a complex regulatory environment.
• Ability to work as part of a project team and collaborate with external co-sourcing providers and internal lines of business.
• CPA, CIA, CISA strongly preferred. Other relevant certifications will be considered.
• Understanding of risks and internal controls and ability to evaluate adequacy and efficiency of controls.
• Stays current on industry and regulatory issues and shares knowledge with team and auditees.
• Excellent analytical skills and ability to anticipate issues and design solutions.
• Strong verbal and written communication skills.
• Bachelor’s degree is required.
• Ability to travel occasionally, less than 5%

Responsibilities

• Audit Execution: plan and execute internal audit assignments following IIA standards and IAD policies; manage meetings, scoping, deliverables, testing, and work papers.
• Issues Identification: draft audit observations for review with partners.
• Issue Management and Validation: validate business action plans.
• Risk Assessment: participate in annual risk assessment and document risk ratings.
• Coaching: mentor and support audit team members.
• Administration/Training: complete required trainings and admin tasks.
• Other Initiatives/Special Projects: assist with special projects as needed.

Skills

Analytical skills

Verbal communication

Written communication

Education

Bachelor’s degree

CPA

CIA

CISA

Job description

The Charles Schwab Corporation's Internal Audit Department is seeking a Senior Auditor to support audits over corporate risks, including capital, liquidity, and market risk. This Senior Specialist will assist in planning, testing, and issue validation while collaborating with Treasury and Risk Management functions.

Reporting to the Corporate enterprise team Director/Senior Manager, you will help enhance governance processes and controls, mentor junior staff, and contribute to cross-functional