Senior Auditor - Corporate Internal Controls (Hybrid)

Fairygodboss; Westlake (TX); Hybrid; USD 85,000 - 100,000; Full time

Benefits offered by this job

401(k) with company match

Health insurance

Paid time off

Job summary

The Charles Schwab Corporation's Internal Audit Department is seeking a Senior Auditor (Senior Specialist) to execute internal audits across corporate functions and risk management, ensuring adherence to IIA standards and firm policies. The role reports to IAD management and partners with business lines to enhance governance and controls.

You will lead testing, identify and draft observations, participate in risk assessments, and mentor junior staff. Travel is occasional; CPA/CIA preferred.

Qualifications

• 3-5+ years of financial services audit experience.
• CPA, CIA or CISA strongly preferred.
• Understanding of internal controls and risk management.
• Excellent analytical and communication skills.

Responsibilities

• Participate in planning and executing internal audit assignments in accordance with IIA standards and IAD policies.
• Draft audit observations and debrief with key partners at VP level and below.
• Validate audit issue action plans and monitor remediation.
• Participate in annual risk assessment and document risk ratings.
• Provide coaching and onboarding support to junior team members.
• Complete required firm-wide and departmental training and administration.
• Support special projects and process improvements as needed.

Skills

Auditing experience

Analytical skills

Communication skills

Team collaboration

Education

Bachelor's degree

Job description

The Charles Schwab Corporation's Internal Audit Department is seeking a Senior Auditor (Senior Specialist) to execute internal audits across corporate functions and risk management, ensuring adherence to IIA standards and firm policies. The role reports to IAD management and partners with business lines to enhance governance and controls.

You will lead testing, identify and draft observations, participate in risk assessments, and mentor junior staff. Travel is occasional; CPA/CIA preferred.