Audit and Compliance Analyst

Mission Staffing; United States; On-site; USD 104,000 - 125,000; Full time

Job summary

A growing FinTech firm in New York is looking for an Audit and Compliance Analyst. This role offers the chance to contribute to a dynamic environment, focusing on compliance and risk management, with opportunities to develop training and manage audits. Ideal candidates have a strong background in regulatory compliance, particularly in financial services, and experience in managing audits.

Qualifications

• At least 2 years of experience in audit, compliance, or risk and controls.
• Experience with SOC 2 audit preparedness.

Responsibilities

• Manage external audits from planning through completion.
• Conduct internal investigations and root cause analyses.

Skills

Regulatory Compliance

Risk Assessments

SQL

Data Confidentiality

Tools

AI Frameworks

Job description

This range is provided by Mission Staffing. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$50.00/hr - $60.00/hr

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Job Description

Our client, a growing FinTech firm based in New York, NY, is seeking an Audit and Compliance Analyst to join their team. This role offers an exciting opportunity for a compliance professional to contribute to a fast-paced, innovative environment at the intersection of finance and technology. The ideal candidate will have at least two years of experience in audit, compliance, or risk and controls, preferably within private equity, asset management, hedge funds, or the Big 4 firms. A strong understanding of regulatory compliance, risk assessments, and training programs is essential, along with experience managing and coordinating external audits. The candidate should also have demonstrated ability to scale quality assurance processes, particularly for agent-consumer interactions, and possess a background in management consulting or complex compliance scenarios. Experience with SOC 2 audit preparedness and a working knowledge of SQL and AI frameworks to support data-driven compliance initiatives are highly desirable. A strong grasp of data confidentiality and the ability to discern proprietary from shareable information are critical. This role will be key in helping the firm strengthen its internal compliance infrastructure while supporting broader business goals.

Responsibilities include:

1. Manage external audits from planning through completion.
2. Conduct internal investigations and root cause analyses to address compliance issues.
3. Maintain and update company policies to align with evolving compliance requirements.
4. Support vendor audits and risk assessments as part of the vendor management program.
5. Develop and deliver compliance training across the organization.

Requirements:

1. 2+ years of relevant experience within private equity, asset management, hedge funds, or management consulting services.
2. Familiarity with regulatory audit processes in financial services.

Additional Details

• Seniority level: Associate
• Employment type: Full-time
• Job function: Analyst

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