Senior Associate, Legal Docs – New Accounts

100 Raymond James & Associates, Inc.; Saint Petersburg (FL); Hybrid; USD 55,000 - 95,000; Full time

Benefits offered by this job

Medical, Dental, Vision

Life Insurance

Paid Time Off

Job summary

Raymond James is seeking a Sr. Associate within the Legal Documents COE of the New Accounts department. The role is hybrid, requiring three days per week in the office and includes responsibilities for investigating complex client cases and ensuring regulatory compliance.

Candidate will support training and process improvements, manage client service activities, and contribute to risk assessment and escalation when needed.

Qualifications

• General experience: 7 to 12 months.
• High School diploma required.
• Travel less than 25%.

Responsibilities

• Investigate and resolve complex client cases and inquiries.
• Assess risks and provide actionable recommendations to leaders.
• Apply New Accounts procedures and regulatory standards.
• Escalate high-risk matters through proper channels.
• Support training, onboarding, and knowledge sharing.
• Produce and maintain Microsoft documents and databases.
• Handle client service activities including complex inquiries.

Skills

Client management systems

Verbal communication

Escalation procedures

Team collaboration

Education

High School diploma

Job description

Raymond James is seeking a Sr. Associate within the Legal Documents COE of the New Accounts department. The role is hybrid, requiring three days per week in the office and includes responsibilities for investigating complex client cases and ensuring regulatory compliance.

Candidate will support training and process improvements, manage client service activities, and contribute to risk assessment and escalation when needed.