Senior Analyst — Regulatory Reporting & Customer Reserve

Raymond James; Saint Petersburg (FL); Hybride; USD 65 000 - 90 000; Plein temps

Résumé du poste

Raymond James in Saint Petersburg, FL, is seeking a Regulatory Reporting Analyst to support customer reserve calculations under SEC Rule 15c3-3 and related reporting. You will gather data, perform reconciliations, and assist with filings and journal entries in a hybrid work environment.

The role requires 3–6 years of general experience in regulatory reporting, strong financial analysis skills, and familiarity with broker/dealer rules.

Qualifications

• Bachelor’s degree in accounting/finance or business.
• 3–6 years of general experience in regulatory reporting or related fields.
• Familiarity with SEC Rule 15c3-3 and Rule 15c3-1 is a plus.

Responsabilités

• Prepare and support customer reserve calculation per SEC Rule 15c3-3, including data gathering and reconciliations.
• Prepare monthly and quarterly senior management reporting on reserve drivers and variances.
• Assist with regulatory report filings, journal entries, and month-end close activities.
• Assist in developing procedures and flowcharts for reserve calculation and regulatory reporting processes.
• Support improvements and control enhancements for regulatory reporting.

Connaissances

Multitasking

Financial analysis

Tech project support

Office software proficiency

Regulatory research

Formation

Bachelor’s: Accounting

Bachelor’s: Business Administration

Bachelor’s: Finance

Outils

SIS

IMPACT

PeopleSoft

Axiom/Adenza

Excel

Description du poste

Raymond James in Saint Petersburg, FL, is seeking a Regulatory Reporting Analyst to support customer reserve calculations under SEC Rule 15c3-3 and related reporting. You will gather data, perform reconciliations, and assist with filings and journal entries in a hybrid work environment.

The role requires 3–6 years of general experience in regulatory reporting, strong financial analysis skills, and familiarity with broker/dealer rules.