Senior Analyst, Investor Services & Compliance

001 The Northern Trust Company; Chicago (IL); On-site; USD 53,000 - 79,000; Full time

Benefits offered by this job

401k and pension

Health and welfare benefits

Paid time off

Parental and caregiver leave

Life & accident insurance

Discretionary bonus program

Job summary

The Northern Trust Company is a global leader in wealth management, asset servicing, asset management and banking services. Since 1889, we have guided the world’s most successful individuals, families, corporations and institutions, operating with service, expertise, and integrity.

We are seeking professionals in the United States with strong communication and industry knowledge to support investor relations, compliance, and client service activities in a dynamic financial environment.

Qualifications

• A college or university degree and/or relevant proven work experience preferred.
• Related industry qualification (e.g., ACCA) preferred.
• Strong communication and analytical abilities.

Responsibilities

• Ensures proper completion of subscription forms, with reference to requisite qualification requirements and monitoring the number of US and benefit plan investors.
• Issues trade confirmation, statements and reports to investors and dealing with investor queries.
• Completes all appropriate AML, KYC and client verification checks.
• Assists with issuing and maintaining a record of share registers, if applicable.
• Assists with redemption payments and maintains client subscription bank accounts.
• Identifies and manages investor problems/issues and participate in their resolution.
• Assists in the underlying investor audits.
• Carries out activities with financial, client, and/or internal business impact.

Skills

Communication skills

Industry knowledge

Technical skills / systems knowledge

Adaptability

Education

Bachelor's degree

Related industry qualification (e.g. ACCA)

Job description

The Northern Trust Company is a global leader in wealth management, asset servicing, asset management and banking services. Since 1889, we have guided the world’s most successful individuals, families, corporations and institutions, operating with service, expertise, and integrity.

We are seeking professionals in the United States with strong communication and industry knowledge to support investor relations, compliance, and client service activities in a dynamic financial environment.