Senior Analyst, Client Risk Prevention & Fraud Response

RBC; Minneapolis (MN); On-site; USD 70,000 - 143,000; Full time

Job summary

RBC Wealth Management seeks a Senior Analyst, Client Risk Prevention within the Business Risk Oversight team. You will handle intake and case management of fraud, financial exploitation, and vulnerable client support, advising advisors and partners with professionalism and empathy in time-sensitive situations.

The role supports collaboration with legal, compliance and risk teams, requiring strong analytical and communication skills and experience in financial services compliance.

Qualifications

• Bachelor’s degree or equivalent experience in securities or retail banking industries.
• Five or more years of related experience with operational risk, financial investigations or knowledge of broker dealer/financial services environment.
• Ability to adapt to changing dynamics and procedures.
• Effective time management for high case volume and prioritization.
• Strong analytical and problem-solving skills with attention to detail and communication.

Responsibilities

• Serve as centralized intake resource and subject matter expert for US Wealth Management in response to potential fraud or client exploitation.
• Manage a high volume of cases efficiently and effectively.
• Prepare detailed written analyses and maintain case documentation in Salesforce.
• Communicate clearly with advisors and partners to gather information and coordinate reviews.
• Fulfill documentation requests from government agencies such as adult protective services.
• Assist with development and maintenance of department content and training materials.
• Partner with legal, compliance and risk colleagues to support risk objectives.
• Track metrics and identify trends for process improvements.

Skills

Bachelor's degree or equivalent

5+ years experience

Time management

Analytical skills

Microsoft Office proficiency

Education

Bachelor’s degree or equivalent experience in securities or retail banking

Tools

Microsoft Word

Excel

Outlook

PowerPoint

Job description

RBC Wealth Management seeks a Senior Analyst, Client Risk Prevention within the Business Risk Oversight team. You will handle intake and case management of fraud, financial exploitation, and vulnerable client support, advising advisors and partners with professionalism and empathy in time-sensitive situations.

The role supports collaboration with legal, compliance and risk teams, requiring strong analytical and communication skills and experience in financial services compliance.