Senior Analyst, Client Risk & Fraud Prevention

RBC; Phoenix (AZ); On-site; USD 70,000 - 143,000; Full time

Benefits offered by this job

Competitive compensation

Flexible benefits

Career development

Job summary

RBC Wealth Management in the United States seeks a Senior Analyst, Client Risk Prevention, within the Business Risk Oversight team to oversee intake and case management of fraud, financial exploitation, and vulnerable client support. You will partner with legal, compliance, and risk colleagues, conduct investigations, document findings in Salesforce, and provide guidance to advisors and business partners.

This role offers enterprise exposure and opportunities to develop expertise in complex

Qualifications

• Bachelor’s degree or equivalent experience in securities or retail banking industries.
• Five or more years of related experience with operational risk, financial investigations or operational knowledge of the broker dealer or financial services environment.
• Ability to adapt to changing dynamics, including evolving intervention techniques, changing resources, and new procedures.
• Effective time management to address high volume of cases while multi-tasking and prioritizing matters appropriately based on time sensitivity.
• Analytic and problem-solving skills with strong attention to detail and communication.
• Proficiency in Microsoft Word, Excel, Outlook, and PowerPoint.

Responsibilities

• Serve as centralized intake resource and subject matter expert for US Wealth Management in response to potential fraud or client exploitation.
• Manage a high volume of assigned cases efficiently and effectively.
• Prepare detailed written analysis of research and findings in Salesforce, documenting all research, recommendations, and guidance provided to field during a review.
• Provide clear communication with financial advisors and staff to gather pertinent information and partner during reviews.
• Fulfill documentation requests from government agencies such as adult protective services.
• Assist with development and maintenance of department content including training materials and client-facing materials.
• Collaborate with legal, compliance and risk teams to fulfill overall business risk objectives.

Skills

Analytical skills

Time management

Communication skills

Regulatory knowledge

Education

Bachelor’s degree or equivalent experience in securities or retail banking industries

Tools

Salesforce

Microsoft Word

Microsoft Excel

Microsoft Outlook

PowerPoint

Job description

RBC Wealth Management in the United States seeks a Senior Analyst, Client Risk Prevention, within the Business Risk Oversight team to oversee intake and case management of fraud, financial exploitation, and vulnerable client support. You will partner with legal, compliance, and risk colleagues, conduct investigations, document findings in Salesforce, and provide guidance to advisors and business partners.

This role offers enterprise exposure and opportunities to develop expertise in complex