Senior Analyst, Client Risk & Fraud Prevention

RBC; Chicago (IL); Hybrid; USD 77,000 - 143,000; Full time

Benefits offered by this job

Competitive compensation and benefits

Coaching and development opportunities

Dynamic, high-performing team

Impactful work helping clients and the

Job summary

RBC Wealth Management in Chicago seeks a Senior Analyst, Client Risk Prevention to manage intake and case handling of fraud, elder financial exploitation, and client risk concerns. You will provide proactive guidance to advisors, partners, and colleagues, ensuring timely investigations in line with policies and standards.

The role requires strong time management, analytical thinking, and excellent communication.

Qualifications

• Bachelor’s degree or equivalent experience in securities or retail banking industries.
• Five+ years of related experience in operational risk, financial investigations, or broker-dealer/financial services environment.
• Ability to adapt to changing dynamics and procedures.
• Strong time management to handle high case volumes and prioritize by urgency.
• Excellent written and oral communication skills; detail-oriented and highly organized.
• Proficiency with Word, Excel, Outlook, and PowerPoint.

Responsibilities

• Serve as centralized intake resource and subject matter expert for US Wealth Management in response to potential fraud or client exploitation.
• Manage a high volume of cases efficiently and effectively.
• Prepare detailed written analyses in Salesforce, including research, recommendations, and documentation.
• Communicate clearly with financial advisors and branch staff to gather information and coordinate reviews.
• Fulfill documentation requests from government agencies such as adult protective services.
• Assist in developing and maintaining department content including training materials.

Skills

Time management

Analytic thinking

Problem solving

Communication skills

Education

Bachelor’s degree or equivalent experience in securities or retail banking

Series 7, 66 and 24 (nice-to-have)

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

PowerPoint

Job description

RBC Wealth Management in Chicago seeks a Senior Analyst, Client Risk Prevention to manage intake and case handling of fraud, elder financial exploitation, and client risk concerns. You will provide proactive guidance to advisors, partners, and colleagues, ensuring timely investigations in line with policies and standards.

The role requires strong time management, analytical thinking, and excellent communication.