Senior AML Associate & New Accounts Team Lead

Stephens; Little Rock (AR); On-site; USD 65,000 - 90,000; Full time

Job summary

Stephens is seeking a seasoned BSA/AML Compliance Analyst in Little Rock, AR. The role focuses on reviewing surveillance alerts, investigating suspicious activity, and assisting with regulatory filings and program testing.

You will lead the Compliance New Accounts team, overseeing daily CIP/KYC operations to ensure accurate, compliant account openings. Ideal candidates have a Bachelor's degree and 4+ years of related experience, with strong analytical skills and attention to detail.

Qualifications

• Bachelor's degree in a related field.
• 4+ years of related experience and/or training.
• Equivalent combination of education and experience.

Responsibilities

• Review surveillance alerts and investigate potentially suspicious activity.
• Lead Compliance New Accounts team; oversee CIP/KYC activities.
• Assist with regulatory filings and program testing.
• Conduct customer due diligence and identify potential risk.
• File SAR-SFs as required and perform annual internal testing.

Skills

BSA/AML knowledge

Due diligence

Regulatory filings

Analytical thinking

Documentation

Attention to detail

Microsoft Office

Team leadership

Education

Bachelor's degree

4+ years experience

Tools

MS Office Suite

Job description

Stephens is seeking a seasoned BSA/AML Compliance Analyst in Little Rock, AR. The role focuses on reviewing surveillance alerts, investigating suspicious activity, and assisting with regulatory filings and program testing.

You will lead the Compliance New Accounts team, overseeing daily CIP/KYC operations to ensure accurate, compliant account openings. Ideal candidates have a Bachelor's degree and 4+ years of related experience, with strong analytical skills and attention to detail.