Senior Advertising Compliance Analyst (Hybrid)

Aegon; United States; Hybrid; USD 80,000 - 90,000; Full time

Benefits offered by this job

Annual Bonus

Job summary

Transamerica seeks a Senior Compliance Analyst to oversee daily advertising reviews ensuring all communications comply with federal and state standards. The role reports to the Compliance Manager and requires strong analytical, research, and communication skills in the insurance advertising domain.

In a hybrid setting, you will review materials, determine if filings are needed, maintain records, and participate in audits.

Qualifications

• Bachelor's degree in business, marketing, pre-law or related field.
• Four years of regulatory, securities, or advertising compliance experience.
• Comprehensive knowledge of insurance advertising laws and regulations.
• FINRA Series 6 & 26 or able to obtain within 90 days.
• Strong written and verbal communication skills.
• Analytical and research skills.
• Proficiency using MS Office tools.

Responsibilities

• Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations.
• Determine whether regulatory filings of advertising are required and coordinate as needed.
• Build and maintain rules in the advertising review system.
• Maintain final copies of advertising and other related documentation.
• Participate in regulatory and corporate audits for advertising compliance.
• Review and analyze current policies and procedures; identify, recommend and implement new and/or enhanced practices.
• Research, analyze and interpret current, new, and proposed regulatory requirements to determine impact to the organization and advise business partners.
• Update and maintain complete and accurate policies, procedures, compliance logs or files.
• Assist team members with research and assigned tasks; provide training to supported teams.
• Perform special projects as assigned.

Skills

Regulatory compliance experience

Advertising compliance knowledge

Strong written and verbalCommunication

Analytical and research skills

Education

Bachelor's degree in business, marketing, pre-law or related field

Equivalent education and experience

Tools

MS Office

Job description

Transamerica seeks a Senior Compliance Analyst to oversee daily advertising reviews ensuring all communications comply with federal and state standards. The role reports to the Compliance Manager and requires strong analytical, research, and communication skills in the insurance advertising domain.

In a hybrid setting, you will review materials, determine if filings are needed, maintain records, and participate in audits.