Senior Advertising Compliance Analyst

Transamerica; Baltimore (MD); Hybrid; USD 80,000 - 90,000; Full time

Benefits offered by this job

Pension Plan

401(k) Match

Employee Stock Purchase Plan

Tuition Reimbursement

Medical Insurance

Dental Insurance

Vision Insurance

Paid Time Off 160 hours annually

Ten paid holidays per year

Wellness program

Job summary

Transamerica in Baltimore, MD seeks a Senior Compliance Analyst to oversee day-to-day review of advertisements ensuring compliance with federal and state standards. You will report to the Compliance Manager and help maintain documentation and support audits.

You will review material, coordinate filings, build review rules, and stay current with regulations to guide business partners. Hybrid work arrangement in a multi-city environment is possible.

Qualifications

• Bachelor’s degree in business, marketing, pre-law or other relevant field, or equivalent education and experience.
• Four years of regulatory, securities, or advertising compliance experience.
• Comprehensive knowledge of insurance advertising laws and regulations.
• FINRA Series 6 & 26 or ability to obtain within 90 days.
• Strong written and verbal communication skills.
• Analytical and research skills.
• Proficiency using MS Office tools.

Responsibilities

• Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations.
• Determine whether regulatory filings of advertising are required and coordinate as needed.
• Build and maintain rules in the advertising review system.
• Maintain final copies of advertising and other related documentation.
• Participate in regulatory and corporate audits for advertising compliance.
• Review and analyze current policies and procedures; identify, recommend and implement new and/or enhanced practices.
• Research, analyze and interpret current, new and proposed regulatory requirements to determine impact to the organization and advise business partners.
• Update and maintain complete and accurate policies, procedures, compliance logs or files.
• Assist team members with research and assigned tasks; provide training to supported teams.
• Perform special projects as assigned.

Skills

Regulatory compliance

Securities compliance

Advertising compliance

MS Office

Education

Bachelor’s degree in business/marketing/pre-law

Tools

MS Office

Job description

Transamerica in Baltimore, MD seeks a Senior Compliance Analyst to oversee day-to-day review of advertisements ensuring compliance with federal and state standards. You will report to the Compliance Manager and help maintain documentation and support audits.

You will review material, coordinate filings, build review rules, and stay current with regulations to guide business partners. Hybrid work arrangement in a multi-city environment is possible.