Securities Innovation & Regulation Associate

Steptoe LLP; Washington (District of Columbia); Presencial; USD 180.000 - 250.000; Jornada completa

Descripción de la vacante

Steptoe LLP in Washington, DC, seeks an attorney for its Financial Innovation & Regulation practice within Government Affairs and Public Policy. The role focuses on counseling clients on securities laws and regulations across broker-dealers, investment advisers, funds, platforms, and other financial services firms.

Preferred experience includes advising on SEC and FINRA requirements, registrations, examinations, enforcement actions, and product-related regulatory analysis.

Formación

• Experience counseling clients on securities laws and regulations.
• Experience advising on broker-dealers, investment advisers, private funds, trading platforms, and other financial services firms.
• Familiarity with SEC and FINRA regulatory requirements, registrations, examinations, and enforcement actions.
• Experience handling securities-related digital asset matters, including tokenization and applying federal securities laws to digital asset products and platforms.

Responsabilidades

• Counsel clients on securities laws and regulations in varied matters.
• Provide regulatory analysis for products and platforms in the financial services space.
• Assist with registrations, examinations, and enforcement actions as needed.

Conocimientos

Securities Regulation

SEC/FINRA experience

Digital assets

Regulatory counseling

Descripción del empleo

Steptoe LLP in Washington, DC, seeks an attorney for its Financial Innovation & Regulation practice within Government Affairs and Public Policy. The role focuses on counseling clients on securities laws and regulations across broker-dealers, investment advisers, funds, platforms, and other financial services firms.

Preferred experience includes advising on SEC and FINRA requirements, registrations, examinations, enforcement actions, and product-related regulatory analysis.