Second-Line Commercial Banking Compliance Lead

Stifel Financial Corp.; Northern (KY); Hybrid; USD 95,000 - 145,000; Full time

Benefits offered by this job

Health insurance

401k matching

Paid time off

Job summary

Stifel Financial Corp. seeks a Commercial Banking Compliance Officer to act as a second-line partner for the bank's commercial activities. You will support risk assessments, monitoring, testing, and governance reporting, while guiding business partners on regulatory expectations.

You will collaborate across groups such as BSA/AML, Legal, Risk Management, and Internal Audit to identify and mitigate compliance risks and promote strong governance and safe banking practices.

Qualifications

• Bachelor's degree in Business, Finance, Accounting, Risk Management, Law or related field.
• 5+ years in bank compliance, regulatory risk management, or related banking control function.
• Experience with commercial lending, Fund Banking, Venture Banking, and complex customer structures preferred.
• CRCMont certification or progress toward certification preferred.

Responsibilities

• Develop, maintain, and enhance a risk-based Commercial Banking Compliance framework.
• Perform independent compliance monitoring and testing of laws, policies, and procedures.
• Conduct commercial compliance risk assessments and document results with improvements.
• Provide second-line oversight for lending compliance including Flood Insurance, ECOA, FCRA, and related controls.
• Oversee compliance for Fund Banking, Venture Banking, capitalization facilities, and complex ownership structures.
• Evaluate regulatory changes and identify impacts on controls, training, and reporting.
• Coordinate with several risk and control functions to support effective compliance risk management.
• Prepare and deliver governance materials and regulatory analyses for management and examinations.

Skills

Commercial banking compliance

Regulatory interpretation

Issue remediation

Strong analytical skills

Independent challenge

Education

Bachelor's degree

Tools

Excel

Word

PowerPoint

Outlook

SharePoint

Teams

Job description

Stifel Financial Corp. seeks a Commercial Banking Compliance Officer to act as a second-line partner for the bank's commercial activities. You will support risk assessments, monitoring, testing, and governance reporting, while guiding business partners on regulatory expectations.

You will collaborate across groups such as BSA/AML, Legal, Risk Management, and Internal Audit to identify and mitigate compliance risks and promote strong governance and safe banking practices.