RIA Ops Manager | Lead Client Service & Growth (Hybrid)

PEAK6

Dallas (TX)

Hybrid

USD 110,000 - 160,000

Full time

3 days ago
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Benefits offered by this job

Health insurance
401(k) match
Paid time off (PTO)
Parental leave
HSA contribution
Calm app subscription

Job summary

Apex Fintech Solutions seeks a Manager, RIA Operations to build and lead a high-performing team delivering client service and operations for the RIA business. This role partners with Compliance, Product, and Risk to ensure scalable processes and regulatory alignment.

The ideal candidate has 5+ years in financial services operations, strong leadership, and experience scaling operations in a fast-growing environment. Hybrid work with competitive benefits is offered.

Qualifications

  • Bachelor’s degree in business, finance, operations, or related field.
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Responsibilities

  • Build and lead a customer service and operations team for Apex’s in-house RIA business.

Skills

Leadership
Regulatory knowledge
Project management
Communication
Team development

Education

Bachelor’s degree in Business/Finance/Operations
FINRA Series 7 & 66 preferred

Job description

Apex Fintech Solutions seeks a Manager, RIA Operations to build and lead a high-performing team delivering client service and operations for the RIA business. This role partners with Compliance, Product, and Risk to ensure scalable processes and regulatory alignment.

The ideal candidate has 5+ years in financial services operations, strong leadership, and experience scaling operations in a fast-growing environment. Hybrid work with competitive benefits is offered.

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